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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ALPHA CENTAURI WEALTH MANAGEMENT INC.

CRD 132837

ANAHEIM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86bd51cd-2c92-a859-2deb-4f05432aaee4

Data as of Jul 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2012 to Jul 28, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-63821
CRD: 132837
Filings on the tape: 14
First filed: Mar 31, 2012
Latest filed: Jul 28, 2023
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUHOVIC, JEROME, VICTOR	Shareholder	C	yes	08/2007	Mar 31, 2012	Jul 28, 2023
KING, JAMES, RONALD	Shareholder	D	yes	06/2002	Mar 31, 2012	Jul 28, 2023
KING, WESTLEY, HAYES	CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Mar 31, 2012	Jul 28, 2023
THE FEDERATION OF FINANCIAL SERVICES	Owner	E	no	06/2002	Mar 31, 2012	Jul 28, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CENTAURUS FINANCIAL, INC.	n/a	Bd affiliated wealth	$9.7B	N	yes	n/a
CENTAURUS INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
PACIFIC POINT SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Jul 28, 2023	n/a	n/a	2	1	0	n/a	n/a
2022	Jul 29, 2022	n/a	n/a	2	1	0	n/a	n/a
2021	Jul 30, 2021	n/a	n/a	2	1	0	n/a	n/a
2020	Jul 24, 2020	n/a	n/a	2	1	0	n/a	n/a
2019	Jul 29, 2019	n/a	n/a	1	0	0	n/a	n/a
2018	Jun 13, 2018	n/a	n/a	1	0	0	n/a	n/a
2017	Jul 21, 2017	n/a	n/a	1	0	n/a	n/a	n/a
2016	Jul 20, 2016	n/a	n/a	1	0	n/a	n/a	n/a
2015	Jul 28, 2015	n/a	n/a	1	0	n/a	n/a	n/a
2014	Jul 18, 2014	n/a	n/a	1	0	n/a	n/a	n/a
2013	Jul 26, 2013	n/a	n/a	1	0	n/a	n/a	n/a
2012	Jul 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	2	2	0	0

Relationships

Affiliated with (1)

→ CENTAURUS FINANCIAL, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (3)

← DUHOVIC, JEROME, VICTOROwnerSHAREHOLDER, ownership code C, individual
Mar 31, 2012 to presentfactForm ADV
← KING, WESTLEY, HAYESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2012 to presentfactForm ADV
← KING, JAMES, RONALDOwnerSHAREHOLDER, ownership code D, individual
Mar 31, 2012 to presentfactForm ADV

Owns (1)

← THE FEDERATION OF FINANCIAL SERVICESOwnerOWNER, ownership code E, domestic entity
Mar 31, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86bd51cd-2c92-a859-2deb-4f05432aaee4
First observed: Mar 31, 2012
Last observed: Jul 28, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA CENTAURI WEALTH MANAGEMENT INC.

CRD 132837

ANAHEIM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86bd51cd-2c92-a859-2deb-4f05432aaee4

Data as of Jul 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUHOVIC, JEROME, VICTOR

Shareholder

yes

08/2007

Mar 31, 2012

Jul 28, 2023

KING, JAMES, RONALD

Shareholder

yes

06/2002

Mar 31, 2012

Jul 28, 2023

KING, WESTLEY, HAYES

CHIEF COMPLIANCE OFFICER

yes

01/2010

Mar 31, 2012

Jul 28, 2023

THE FEDERATION OF FINANCIAL SERVICES

Owner

06/2002

Mar 31, 2012

Jul 28, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CENTAURUS FINANCIAL, INC.

n/a

Bd affiliated wealth

$9.7B

yes

n/a

CENTAURUS INSURANCE SERVICES, INC.

n/a

yes

n/a

PACIFIC POINT SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Jul 28, 2023

n/a

2022

Jul 29, 2022

n/a

2021

Jul 30, 2021

n/a

2020

Jul 24, 2020

n/a

2019

Jul 29, 2019

n/a

2018

Jun 13, 2018

n/a

2017

Jul 21, 2017

n/a

2016

Jul 20, 2016

n/a

2015

Jul 28, 2015

n/a

2014

Jul 18, 2014

n/a

2013

Jul 26, 2013

n/a

2012

Jul 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a