DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Alpha Centauri Wealth Management Inc.

Former SEC-registered adviserAnaheim, CaliforniaCRD 132837SEC 801-63821IAPD
Latest filing Jul 28, 2023
First filing on the tape Mar 31, 2012 · 14 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Jul 29, 2019
Jun 13, 2018$0 then
State-registered IARs (5.B.3)1 as of Jul 28, 2023
Jul 30, 20120 then
Employees (5.A)2 as of Jul 28, 2023
Jul 26, 20131 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 28, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Hayes Westley King · Chief Compliance Officercontrol
        since 01/2010 · owns less than 5%
      • Victor Jerome Duhovic · Shareholdercontrol
        since 08/2007 · owns 25% to 50% of Federation Of Financial Services
      • Ronald James King · Shareholdercontrol
        since 06/2002 · owns 50% to 75% of Federation Of Financial Services
      Entity owners
      • The Federation Of Financial Services · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 0 to 1
        Jul 29, 2019 to Jul 24, 2020
      • BD registered reps · 1 to 2
        Jul 29, 2019 to Jul 24, 2020
      • HNW clients · 0.0 to unset
        Jul 29, 2019 to Jul 24, 2020
      • Individual clients · 0.0 to unset
        Jul 29, 2019 to Jul 24, 2020
      • Employees · 1 to 2
        Jul 29, 2019 to Jul 24, 2020
      • HNW RAUM · 0.0 to unset
        Jul 29, 2019 to Jul 24, 2020
      • Individual RAUM · 0.0 to unset
        Jul 29, 2019 to Jul 24, 2020
      • Other offices · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Advisory activities · 3 to 1
        Jul 21, 2017 to Jun 13, 2018
      • Charity clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Corporate clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • HNW clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Individual clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Pension plan clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Pooled vehicle clients · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Commission compensation · true to false
        Jul 21, 2017 to Jun 13, 2018
      • HNW RAUM · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Individual RAUM · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Pension RAUM · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Jul 21, 2017 to Jun 13, 2018
      • Advisory employees · unset to 0.0
        Jul 30, 2012 to Jul 26, 2013
      • BD registered reps · unset to 1.0
        Jul 30, 2012 to Jul 26, 2013
      • Employees · unset to 1.0
        Jul 30, 2012 to Jul 26, 2013
      • State-registered IARs · 0 to 1
        Jul 30, 2012 to Jul 26, 2013
      • Accounts · 0.0 to unset
        Mar 31, 2012 to Jul 30, 2012
      • Discretionary RAUM · 0.0 to unset
        Mar 31, 2012 to Jul 30, 2012
      • Non-discretionary RAUM · 0.0 to unset
        Mar 31, 2012 to Jul 30, 2012
      • RAUM · 0.0 to unset
        Mar 31, 2012 to Jul 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026