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RIA / WealthAdvisor28 years in industry

Joseph Charles Maslowski

Advisor at CAPITAL ASSET MANAGEMENT, LLC

Ridgway, CO | DENVER, CO

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Search this name across graphsid dfx:ria:86cba3e5-3543-961f-2b92-ff854a079646

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 6, 1998
First registration: Feb 11, 1999
Dual registered: no
Other names: JOSEPH C MASLOWSKI
IAPD individual key: 2998705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ASSET MANAGEMENT, LLC	Independent wealth	Feb 15, 2018	n/a	yes	DENVER, CO\|Ridgway, CO	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Jan 28, 2009	no	PARK CITY, UT	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 1, 2008	no	SALT LAKE CITY, UT\|PARK CITY, UT	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 11, 1999	Sep 27, 2006	no	PARK CITY, UT\|CHICAGO, IL\|SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	CAPITAL ASSET MANAGEMENT, LLC	Jan 28, 2009	Feb 15, 2018	3,305	Firm change after gap	Wirehouse to RIA
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CAPITAL ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Jan 28, 2009factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 11, 1999 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.