DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Charles Maslowski

Capital Asset Management, LLCindependent RIARidgway, Co IA-onlyIAPD 2998705

Feed of 09/14/2026

Also filed as Joseph C Maslowski

At current firm

8 y

since Feb 15, 2018

In the industry

28 y

since Mar 6, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Direct business phone: 303-832-7770reportedcapasset.netfirm site, Sep 16, 2026
Professional profile: capasset.net/team/joseph-maslowskireportedcapasset.netfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Capital Asset Management, LLC independent RIA current
since Feb 15, 2018 · Denver, Co
J.P. Morgan Securities LLC wirehouse
Oct 1, 2008 to Jan 28, 2009 · Park City, Ut
J.P. Morgan Securities Inc. unclassified
Sep 27, 2006 to Oct 1, 2008 · Salt Lake City, Ut
Banc One Securities Corporation unclassified
Feb 11, 1999 to Sep 27, 2006 · Park City, Ut

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Capital Asset Management, LLC
left Jan 28, 2009, registered Feb 15, 2018 (3305 days) · Wirehouse to independent RIA
J.P. Morgan Securities Inc. to J.P. Morgan Securities LLC
left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
Banc One Securities Corporation to J.P. Morgan Securities Inc.
left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address