DFX Intelligence

V•• M•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

V•• M•••••• S•••••••

Advisor at S•••••••• A••••••• L••

SHERMAN OAKS, CA | WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:86cc5f55-13a2-5a50-5a66-f9817c1e9ee8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Jan 12, 2026	n/a	yes	SHERMAN OAKS, CA\|WOODLAND HILLS, CA	Current employment
A••••• G••••• A•••• M••••••••• L••	Mixed wealth	Nov 6, 2024	Nov 6, 2025	no	WEST HOLLYWOOD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• G••••• A•••• M••••••••• L••	S•••••••• A••••••• L••	Nov 6, 2025	Jan 12, 2026	67	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••• G••••• A•••• M••••••••• L••	Mar 25, 2024	Nov 6, 2024

Relationships

Registered with (3)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ A••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 6, 2024 to Nov 6, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 22, 2023 to Mar 25, 2024factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86cc5f55-13a2-5a50-5a66-f9817c1e9ee8
First observed: Dec 22, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.