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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LEONARD JAMES SCANDARIATO

Advisor at OPPENHEIMER & CO. INC.

CHICAGO, IL | ALSIP, IL

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Search this name across graphsid dfx:ria:86d3eb45-237f-3d58-f87f-c16d83853526

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 5, 1984
First registration: Aug 22, 2000
Dual registered: yes, broker-dealer
Other names: LEONARD SCANDARIATO
IAPD individual key: 1280970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 11, 2026	n/a	yes	ALSIP, IL\|CHICAGO, IL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 14, 2023	Apr 2, 2026	no	Chicago, IL	Previous registration
OPPENHEIMER ASSET MANAGEMENT	Bd affiliated wealth	Apr 15, 2003	Nov 12, 2007	no	NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2003	Jul 21, 2023	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
CIBC WORLD MARKETS CORP.	n/a	Aug 22, 2000	Jan 3, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	OPPENHEIMER & CO. INC.	Apr 2, 2026	Mar 11, 2026	-22	Firm change	Ibd to ibd
OPPENHEIMER & CO. INC.	OPPENHEIMER ASSET MANAGEMENT	Jul 21, 2023	Apr 15, 2003	-7,402	Firm change after gap	Other
OPPENHEIMER ASSET MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Nov 12, 2007	Jul 14, 2023	5,723	Firm change after gap	Other
CIBC WORLD MARKETS CORP.	OPPENHEIMER & CO. INC.	Jan 3, 2003	Jan 3, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2003 to Jul 21, 2023factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 14, 2023 to Apr 2, 2026factForm ADV
→ OPPENHEIMER ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2003 to Nov 12, 2007factForm ADV
→ CIBC WORLD MARKETS CORP.Registered adviserregistration: previous registration
Aug 22, 2000 to Jan 3, 2003factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
Leonard James Scandariato left B. Riley Wealth Advisors, Inc. for Oppenheimer & Co. Inc. (registered 2026-03-11)
Form ADVobserved 6 days ago
Occurred
Jul 21, 2023
Advisor changed firm
Leonard James Scandariato left Oppenheimer & Co. Inc. for Oppenheimer Asset Management (registered 2003-04-15)
Form ADVobserved 6 days ago