DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Leonard James Scandariato

Oppenheimer & Co. Inc.BD affiliatedChicago, Il dual registrantIAPD 1280970

Feed of 09/15/2026

Also filed as Leonard Scandariato

At current firm

0 y

since Mar 11, 2026

In the industry

42 y

since Sep 5, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Mar 11, 2026 · Alsip, Il
B. Riley Wealth Advisors, Inc. BD affiliated
Jul 14, 2023 to Apr 2, 2026 · Chicago, Il
Oppenheimer Asset Management BD affiliated
Apr 15, 2003 to Nov 12, 2007 · New York, Ny
Oppenheimer & Co. Inc. BD affiliated
Jan 3, 2003 to Jul 21, 2023 · Chicago, Il
Cibc World Markets Corp. unclassified
Aug 22, 2000 to Jan 3, 2003 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to Oppenheimer & Co. Inc.
left Apr 2, 2026, registered Mar 11, 2026 (-22 days) · Affiliated broker-dealer or bank to another
Oppenheimer & Co. Inc. to Oppenheimer Asset Management
left Jul 21, 2023, registered Apr 15, 2003 (-7402 days) · Other
Oppenheimer Asset Management to B. Riley Wealth Advisors, Inc.
left Nov 12, 2007, registered Jul 14, 2023 (5723 days) · Other
Cibc World Markets Corp. to Oppenheimer & Co. Inc.
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

Leonard James Scandariato left B. Riley Wealth Advisors, Inc. for Oppenheimer & Co. Inc. (registered 2026-03-11)
Apr 2, 2026 · Advisor changed firm · fact
Leonard James Scandariato left Oppenheimer & Co. Inc. for Oppenheimer Asset Management (registered 2003-04-15)
Jul 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address