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S••••••••• I••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S••••••••• I••••••••• L••••••

CRD 173876

ST HELIER

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Search this name across graphsid dfx:ria:86d57ecf-5854-29e0-45ce-3a06e84cf240

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 6
On other graphs: 0
Observed: Nov 13, 2014 to Mar 31, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $24BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 28

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• A••••••••• M•••••• M••••• F••• L••••••	Hedge Fund	$7.8B	Nov 26, 2024	69	Jan 2, 2015	reported	021-280685
S••••••••• M•••• F••• L••••••	Hedge Fund	$3.1B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• M••••••• G••••• I•••	Shareholder	E	yes	12/2000	Jan 4, 2016	Nov 26, 2024
A•• A••••••• H••••••• L•••	Shareholder	E	yes	10/2015	Jan 4, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• I••••••••• G• L••••••	n/a	Asset manager	$24B	Y	no	n/a
S••••••••• I••••••••• S•••••••• P••• L••	n/a	Asset manager	$24B	Y	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$21B	13.5%	$36B	-13.1%	0	0	0	0

Relationships

Affiliated with (7)

→ S••••••••• I••••••••• S•••••••• P••• L••Registered adviserother investment adviser, bank, control
factForm ADV
→ S••••••••• I••••••••• U• L••Registered adviserother investment adviser, bank, control
factForm ADV
→ S••••••••• I••••••••• G• L••••••Registered adviserother investment adviser, bank, control
factForm ADV
← S••••••••• I••••••••• S•••••••• P••• L••Registered adviser

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
S••••••••• I••••••••• L•••••• reported RAUM $22.3B, down 39% from $36.3B (2023-10-06 to 2024-03-27)
Form ADVobserved 7 days ago
$-14.0B
Occurred
Mar 31, 2023
Regulatory AUM changed
S••••••••• I••••••••• L•••••• reported RAUM $36.3B, up 95% from $18.6B (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago
$17.7B
Occurred
Mar 30, 2022
Regulatory AUM changed
S••••••••• I••••••••• L•••••• reported RAUM $18.6B, up 52% from $12.3B (2022-01-18 to 2022-03-30)
Form ADVobserved 7 days ago
$6.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86d57ecf-5854-29e0-45ce-3a06e84cf240
First observed: Nov 13, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$24B	$24B	0	15	n/a
2024	Mar 31, 2025	$21B	$21B	0	17	n/a
2023	Mar 27, 2024	$22B	$22B	0	18	$20B
2022	Mar 31, 2023	$36B	$36B	0	20	$31B
2021	Mar 30, 2022	$19B	$19B	0	19	$21B
2020	Mar 2, 2021	$12B	$12B	0	18	$13B
2019	Mar 24, 2020	$11B	$11B	0	15	$11B
2018	Mar 29, 2019	$8.6B	$8.6B	1	15	$7.9B
2017	Mar 30, 2018	$8.5B	$8.5B	1	15	$7.7B
2016	Mar 31, 2017	$8.1B	$8.1B	n/a	10	$7.0B
2015	Mar 30, 2016	$9.6B	$9.6B	n/a	7	$7.3B
2014	Jan 2, 2015	$12B	$12B	n/a	4	$9.8B