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S••••••••• I••••••••• G• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S••••••••• I••••••••• G• L••••••

CRD 289338

ST HELIER

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Search this name across graphsid dfx:ria:e404fa86-4c51-5524-3e3b-8f5721f4d54c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Aug 16, 2017 to Mar 31, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $24BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• M••••••• G••••• I•••	Shareholder	E	yes	12/2000	Aug 16, 2017	Mar 27, 2024
A•• A••••••• H••••••• L•••	Shareholder	E	yes	10/2015	Aug 16, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• I••••••••• L••••••	n/a	Asset manager	$24B	Y	no	n/a
S••••••••• I••••••••• S•••••••• P••• L••	n/a	Asset manager	$24B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Geneva	n/a	Switzerland	20	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$21B	13.5%	$36B	-13.1%	34	44	1	1

Relationships

Affiliated with (6)

→ S••••••••• I••••••••• L••••••Registered adviserother investment adviser, bank, control
factForm ADV
→ S••••••••• I••••••••• S•••••••• P••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ S••••••••• I••••••••• U• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← S••••••••• I••••••••• L••••••Registered adviser

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
S••••••••• I••••••••• G• L•••••• reported RAUM $22.3B, down 39% from $36.3B (2023-10-06 to 2024-03-27)
Form ADVobserved 7 days ago
$-14.0B
Occurred
Mar 31, 2023
Regulatory AUM changed
S••••••••• I••••••••• G• L•••••• reported RAUM $36.3B, up 95% from $18.6B (2022-03-30 to 2023-03-31)
Form ADVobserved 7 days ago
$17.7B
Occurred
Mar 30, 2022
Regulatory AUM changed
S••••••••• I••••••••• G• L•••••• reported RAUM $18.6B, up 52% from $12.3B (2021-11-05 to 2022-03-30)
Form ADVobserved 7 days ago
$6.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e404fa86-4c51-5524-3e3b-8f5721f4d54c
First observed: Aug 16, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.