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Advisor at STRATEGIC ADVISERS LLC
SOLON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | SOLON, OH | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 8, 2022 | Mar 31, 2025 | no | SOLON, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 14, 2019 | Jul 26, 2022 | no | Pepper Pike, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 14, 2016 | Jun 17, 2019 | no | PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 28, 2003 | May 23, 2006 | no | BEACHWOOD, OH | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 1, 2000 | Jun 20, 2003 | no | BEACHWOOD, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 26, 2022 | Sep 8, 2022 | 44 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 17, 2019 | Jun 14, 2019 | -3 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 23, 2006 | Mar 14, 2016 | 3,583 | Firm change after gap | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | UBS FINANCIAL SERVICES INC. | Jun 20, 2003 | May 28, 2003 | -23 | Firm change | Other |