S•••••• S••••••

Advisor at A••••••• S•••••••• G••••

PLYMOUTH, MN | SPOKANE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86e4af6b-9409-0b61-1fa1-a54b298c9988

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	Jun 1, 2026	n/a	yes	PLYMOUTH, MN\|SPOKANE, WA	Current employment
P•••••• C•••••• M••••••••• I•••	Former SEC adviser	Sep 4, 2015	Aug 12, 2026	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• C•••••• M••••••••• I•••	A••••••• S•••••••• G••••	Aug 12, 2026	Jun 1, 2026	-72	Firm change after gap	RIA to RIA
S••••• C•••••• M•••••••••	P•••••• C•••••• M••••••••• I•••	Jun 25, 2015	Sep 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
104573:339919:WA:2026-08-12	Aug 12, 2026	Jun 1, 2026	SPOKANE, WA	Firm change after gap

Relationships

Registered with (5)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ P•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2015 to Aug 12, 2026factForm ADV
→ S••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Dec 12, 2013 to Jun 25, 2015factForm ADV
→ A•••• P••••••• • M••••••••• I•••

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86e4af6b-9409-0b61-1fa1-a54b298c9988
First observed: Sep 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.