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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ICM ASSET MANAGEMENT INC

CRD 105046

SPOKANE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0685ad9-8285-9036-240a-caf87d2e5e70

Data as of Feb 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2012 to Feb 25, 2021
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156MItem 5.F on the latest filing (2021-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $156M
Private client RAUM: $152MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 126
Individual clients: 7
High net worth clients: 106
SEC number: 801-16670
CRD: 105046
Filings on the tape: 15
First filed: Jan 11, 2012
Latest filed: Feb 25, 2021
Organised: Corporation, Washington

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RAVEN VENTURES CAPITAL PARTNERS, L.P.	Hedge Fund	$101,111	Mar 28, 2018	12	Jan 11, 2012	dropped	n/a
KOYAH LEVERAGE PARTNERS, L.P.	Hedge Fund	$6,000	Jan 3, 2017	39	Jan 11, 2012	dropped	n/a
KOYAH PARTNERS, L.P.	Hedge Fund	$4,500	Jan 3, 2017	15	Jan 11, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SIMMONS, JAMES, MARVIN	CEO,CIO,DIRECTOR	D	yes	11/1981	Jan 11, 2012	Feb 25, 2021
SIMMONS, VICKI, LYNN	Director	B	yes	08/2003	Jan 11, 2012	Feb 25, 2021
HOUSE, LISA, ANN	CHIEF COMPLIANCE OFFICER	Na	no	01/2009	Jan 11, 2012	Feb 25, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 25, 2021	$156M	$156M	4	2	0	n/a	n/a
2019	May 20, 2020	$156M	$156M	4	2	0	n/a	n/a
2018	Mar 21, 2019	$149M	$148M	4	2	0	n/a	n/a
2017	Mar 28, 2018	$139M	$139M	4	2	0	1	$101,111
2016	Mar 13, 2017	$141M	$140M	2	1	n/a	1	$908,258
2015	Mar 30, 2016	$130M	$129M	10	2	n/a	3	$918,758
2014	Feb 23, 2015	$196M	$195M	10	4	n/a	3	$1.5M
2013	Mar 26, 2014	$199M	$197M	10	4	n/a	3	$1.7M
2012	Feb 27, 2013	$190M	$189M	12	3	n/a	3	$2.7M
2011	Jan 11, 2012	$192M	$191M	n/a	n/a	n/a	3	$3.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$156M	$156M	0.0%	$139M	4.0%	4	4	0	0

Relationships

Controls (2)

← SIMMONS, JAMES, MARVINOwnerCEO,CIO,DIRECTOR, ownership code D, individual
Jan 11, 2012 to presentfactForm ADV
← SIMMONS, VICKI, LYNNOwnerDIRECTOR, ownership code B, individual
Jan 11, 2012 to presentfactForm ADV

Owns (1)

← HOUSE, LISA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2012 to presentfactForm ADV

Affiliated with (2)

← EAGLE PEAK CAPITAL, INC.Registered adviserother investment adviser, common control
factForm ADV
← ICM PARTNERS, LLCRegistered adviserother investment adviser, control
factForm ADV

Registered with (14)

← JAMES MARVIN SIMMONSAdvisorregistration: previous registration
Jan 11, 2012 to Dec 31, 2020factForm ADV
← William Knox LangAdvisorregistration: previous registration
Aug 22, 2016 to Feb 10, 2017factForm ADV
← ADAM JOEL REUGHAdvisorregistration: previous registration
Apr 16, 2013 to Jun 17, 2015factForm ADV
← KYLE THOMAS KNIGGEAdvisorregistration: previous registration
Jun 21, 2005 to Dec 31, 2011factForm ADV
← Spencer ShelmanAdvisorregistration: previous registration
Sep 30, 2009 to Aug 11, 2011factForm ADV
← FRANKLIN DAVID CROWDERAdvisorregistration: previous registration
Sep 16, 2004 to May 9, 2007factForm ADV
← DOMINIC JOSEPH COZZETTOAdvisorregistration: previous registration
Oct 9, 2000 to Apr 4, 2006factForm ADV
← STEPHEN ellis SWADLEYAdvisorregistration: previous registration
Mar 6, 2001 to Jan 11, 2006factForm ADV
← PATRICIA A TISDALEAdvisorregistration: previous registration
Apr 4, 2001 to Nov 9, 2005factForm ADV
← STEVEN PAUL BENDINELLIAdvisorregistration: previous registration
Jul 17, 2003 to Oct 11, 2005factForm ADV
← KEVIN ALAN JONESAdvisorregistration: previous registration
Apr 20, 1993 to May 5, 2005factForm ADV
← DENNIS CASIMIER ROGINSKIAdvisorregistration: previous registration
Apr 16, 2001 to Apr 6, 2005factForm ADV
← STEVEN KING NEFFAdvisorregistration: previous registration
Jul 5, 1989 to Jul 1, 2004factForm ADV
← MARK ALLEN BERGERONAdvisorregistration: previous registration
Jan 1, 2000 to Apr 30, 2003factForm ADV

Advises (3)

→ RAVEN VENTURES CAPITAL PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Jan 11, 2012 to Mar 28, 2018factForm ADV
→ KOYAH LEVERAGE PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Jan 11, 2012 to Jan 3, 2017factForm ADV
→ KOYAH PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Jan 11, 2012 to Jan 3, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0685ad9-8285-9036-240a-caf87d2e5e70
First observed: Jan 11, 2012
Last observed: Feb 25, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICM ASSET MANAGEMENT INC

CRD 105046

SPOKANE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0685ad9-8285-9036-240a-caf87d2e5e70

Data as of Feb 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RAVEN VENTURES CAPITAL PARTNERS, L.P.

Hedge Fund

$101,111

Mar 28, 2018

Jan 11, 2012

dropped

n/a

KOYAH LEVERAGE PARTNERS, L.P.

Hedge Fund

$6,000

Jan 3, 2017

Jan 11, 2012

dropped

n/a

KOYAH PARTNERS, L.P.

Hedge Fund

$4,500

Jan 3, 2017

Jan 11, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SIMMONS, JAMES, MARVIN

CEO,CIO,DIRECTOR

yes

11/1981

Jan 11, 2012

Feb 25, 2021

SIMMONS, VICKI, LYNN

Director

yes

08/2003

Jan 11, 2012

Feb 25, 2021

HOUSE, LISA, ANN

CHIEF COMPLIANCE OFFICER

01/2009

Jan 11, 2012

Feb 25, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 25, 2021

$156M

n/a

2019

May 20, 2020

$156M

n/a

2018

Mar 21, 2019

$149M

$148M

n/a

2017

Mar 28, 2018

$139M

$101,111

2016

Mar 13, 2017

$141M

$140M

n/a

$908,258

2015

Mar 30, 2016

$130M

$129M

n/a

$918,758

2014

Feb 23, 2015

$196M

$195M

n/a

$1.5M

2013

Mar 26, 2014

$199M

$197M

n/a

$1.7M

2012

Feb 27, 2013

$190M

$189M

n/a

$2.7M

2011

Jan 11, 2012

$192M

$191M

n/a

$3.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$156M

0.0%

$139M

4.0%