DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••• T••••• P•••••• W•••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• T••••• P•••••• W••••• | Independent wealth | Jan 12, 2024 | n/a | yes | BOSTON, MA|SCOTTSDALE, AZ | Current employment |
| A••••• T••••• S••••••••• L•• | Independent wealth | Jan 12, 2024 | n/a | yes | ROCHESTER, NY|Boston, MA|ROCHESTER, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | A••••• T••••• P•••••• W••••• | Jan 29, 2024 | Jan 12, 2024 | -17 | Firm change | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• • A••••••••• I••• | Sep 16, 2005 | Sep 15, 2016 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 15, 2016 | Jan 29, 2024 | no | Boston, MA|Marblehead, MA|Marblehead, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 29, 1996 | Sep 16, 2005 | no | BOSTON, MA | Previous registration |
| 4,017 |
| Firm change after gap |
| Wirehouse to ibd |