DFX Intelligence

P••• J••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

P••• J••• C••••

Advisor at R••••••• F•••••••• S•••••••••

••• Locked

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Search this name across graphsid dfx:ria:86eace12-1f0b-f3e3-9923-c610c5cbfc64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• F•••••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• F•••••••• S•••••••••	Independent wealth	Feb 22, 2021	n/a	yes	Sarasota, FL\|Holmdel, NJ\|ROCKVILLE, MD\|Siesta Key, FL	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 8, 2016	Feb 16, 2021	no	Lincroft, NJ\|RED BANK, NJ\|HOLMDEL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	R••••••• F•••••••• S•••••••••	Feb 16, 2021	Feb 22, 2021	6	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Mar 20, 2015	Mar 25, 2015

Relationships

Registered with (4)

→ R••••••• F•••••••• S•••••••••Registered adviserregistration: current employment
Feb 22, 2021 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 8, 2016 to Feb 16, 2021factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 18, 2007 to Mar 20, 2015factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86eace12-1f0b-f3e3-9923-c610c5cbfc64
First observed: Feb 22, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.