DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RESEARCH FINANCIAL STRATEGIES

REUTEMANN FINANCIAL SOLUTIONS, INC., CRD 153247

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fba3430-d530-ff2d-0031-561dfc33de47

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 8
On other graphs: 0
Observed: Dec 12, 2011 to Apr 22, 2026
74 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $252MItem 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $252M
Private client RAUM: $238MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $41.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 6
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 1,250
Individual clients: 418
High net worth clients: 93
SEC number: 801-71400
CRD: 153247
Filings on the tape: 74
First filed: Dec 12, 2011
Latest filed: Apr 22, 2026
Organised: Corporation, MD
Website: rfsadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN FLEMING REUTEMANN	Certified Financial Planner	Nokomis, FL \| ROCKVILLE, MD	16	39	1	yes
J. BRIAN KING	Chartered Financial Consultant	BOGART, GA \| ROCKVILLE, MD	14	24	2	no
RICHARD KEITH SCOTT	n/a	ROCKVILLE, MD \| Nolensville, TN	13	36	2	yes
LANCE ROBERT YURICH	n/a	ROCKVILLE, MD \| Chippewa, OH	13	35	1	yes
NEAL BACHER BOBYS	n/a	ROCKVILLE, MD	13	44	n/a	no
PAUL JOHN CELLA	Chartered Financial Consultant	Holmdel, NJ \| Siesta Key, FL \| Sarasota, FL \| ROCKVILLE, MD	5	34	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXANDER, VALERIE, L	CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER	Na	yes	03/2010	Dec 12, 2011	Jul 26, 2024
REUTEMANN, ANTOINETTE, RENE	Secretary	Na	yes	12/2012	Jan 10, 2017	Jul 26, 2024
REUTEMANN, JOHN, FLEMING	CHIEF EXECUTIVE OFFICER	E	yes	03/2010	Dec 12, 2011	Jul 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Holmdel	Nj	United States	2	yes
TYSONS CORNER	Va	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$252M	$252M	10	6	8	n/a	n/a
2024	Mar 20, 2025	$254M	$254M	10	6	7	n/a	n/a
2023	Mar 21, 2024	$273M	$273M	11	6	5	n/a	n/a
2022	Mar 20, 2023	$259M	$259M	12	7	4	n/a	n/a
2021	Mar 29, 2022	$420M	$420M	15	9	6	n/a	n/a
2020	Mar 31, 2021	$497M	$497M	16	11	7	n/a	n/a
2019	Mar 26, 2020	$360M	$360M	17	12	9	n/a	n/a
2018	Mar 15, 2019	$345M	$345M	18	13	11	n/a	n/a
2017	Mar 20, 2018	$373M	$373M	17	13	11	n/a	n/a
2016	Mar 27, 2017	$356M	$356M	17	12	n/a	n/a	n/a
2015	Mar 29, 2016	$381M	$381M	21	15	n/a	n/a	n/a
2014	Mar 26, 2015	$374M	$374M	21	15	n/a	n/a	n/a
2013	Mar 28, 2014	$377M	$377M	20	15	n/a	n/a	n/a
2012	Mar 22, 2013	$215M	$208M	15	10	n/a	n/a	n/a
2011	Mar 30, 2012	$305M	$271M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$252M	$254M	-1.1%	$259M	-0.9%	10	10	8	7

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PEACE OF MIND WEALTH MANAGEMENT	2	Jan 3, 2022	Jan 1, 2022	RALEIGH, NC	Team lift out	RIA to new firm	18.2%
TRUE WEALTH & COMPANY	2	Jul 2, 2015	Jun 29, 2015	ROCKVILLE, MD	Team lift out	Other	12.5%

Relationships

Registered with (31)

← PAUL JOHN CELLAAdvisorregistration: current employment
Feb 22, 2021 to presentfactForm ADV
← NEAL BACHER BOBYSAdvisorregistration: current employment
Jan 3, 2013 to presentfactForm ADV
← LANCE ROBERT YURICHAdvisorregistration: current employment
Oct 23, 2012 to presentfactForm ADV
← RICHARD KEITH SCOTTAdvisorregistration: current employment
Oct 22, 2012 to presentfactForm ADV
← J. BRIAN KINGAdvisorregistration: current employment
Dec 13, 2011 to presentfactForm ADV
← JOHN FLEMING REUTEMANNAdvisorregistration: current employment
May 6, 2010 to presentfactForm ADV
← J THOMAS KNIGHTAdvisorregistration: previous registration
Nov 10, 2017 to Dec 13, 2023factForm ADV
← JAMES CAMERON MUSGRAVEAdvisorregistration: previous registration
Jan 24, 2012 to Aug 9, 2022factForm ADV
← DAVID MICHAEL GOARAdvisorregistration: previous registration
Apr 8, 2015 to Apr 5, 2022factForm ADV
← RADON NEWTON STANCILAdvisorregistration: previous registration
Aug 27, 2012 to Jan 3, 2022factForm ADV
← MURSALEEN MOHAMMAD TARIQAdvisorregistration: previous registration
Jan 2, 2014 to Jan 3, 2022factForm ADV
← EARL WILLIAMSON GOODAdvisorregistration: previous registration
Jun 25, 2014 to Oct 28, 2021factForm ADV
← PAUL EDWARD LEWISAdvisorregistration: previous registration
May 6, 2014 to Nov 29, 2016factForm ADV
← NATHAN CALEB LEWISAdvisorregistration: previous registration
May 7, 2014 to Nov 29, 2016factForm ADV
← ROBERTA KEATING WELSHAdvisorregistration: previous registration
Jan 16, 2015 to Jul 25, 2016factForm ADV
← ELAINE ROECKLEINAdvisorregistration: previous registration
Oct 25, 2010 to May 3, 2016factForm ADV
← BRYAN ALLEN SARFFAdvisorregistration: previous registration
Jul 22, 2013 to Jul 2, 2015factForm ADV
← BRIAN THOMAS PAULSENAdvisorregistration: previous registration
Mar 16, 2015 to Jul 2, 2015factForm ADV
← Faith Goldman RashAdvisorregistration: previous registration
Jun 24, 2014 to Jan 12, 2015factForm ADV
← Scott A BishopAdvisorregistration: previous registration
Jan 9, 2013 to Apr 2, 2014factForm ADV
← Chandra Alexis BurnsAdvisorregistration: previous registration
Mar 7, 2013 to Apr 2, 2014factForm ADV
← JUDY LEE ESAUAdvisorregistration: previous registration
Dec 22, 2011 to Aug 3, 2012factForm ADV
← CHRISTOPHER MICHAEL RUSPIAdvisorregistration: previous registration
Dec 16, 2011 to Aug 3, 2012factForm ADV
← Mark Philip SkibbieAdvisorregistration: previous registration
Jan 4, 2012 to Aug 3, 2012factForm ADV
← RONALD EUGENE FISHERAdvisorregistration: previous registration
Dec 13, 2011 to Aug 3, 2012factForm ADV
← MICHAEL CHARLES MATTISONAdvisorregistration: previous registration
Dec 12, 2011 to Aug 3, 2012factForm ADV
← MICHAEL ANTHONY D'ANDREAAdvisorregistration: previous registration
Dec 12, 2011 to Aug 3, 2012factForm ADV
← JOHN ANTHONY MEZZULLOAdvisorregistration: previous registration
Mar 19, 2012 to Aug 3, 2012factForm ADV
← JAIDEEP CHAWLAAdvisorregistration: previous registration
May 3, 2012 to Aug 3, 2012factForm ADV
← JAMES ANTHONY PARRISHAdvisorregistration: previous registration
Apr 18, 2011 to Jul 31, 2012factForm ADV
and 1 more

Controls (3)

← REUTEMANN, ANTOINETTE, RENEOwnerSECRETARY, ownership code NA, individual
Jan 10, 2017 to Jul 26, 2024factForm ADV
← REUTEMANN, JOHN, FLEMINGOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Dec 12, 2011 to Jul 26, 2024factForm ADV
← ALEXANDER, VALERIE, LOwnerCHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2011 to Jul 26, 2024factForm ADV

Moved with (2)

→ PEACE OF MIND WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jan 3, 2022 to Jan 1, 2022factForm ADV
→ TRUE WEALTH & COMPANYRegistered adviser2 advisors, team lift out, same day
Jul 2, 2015 to Jun 29, 2015factForm ADV

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
J Thomas Knight left Research Financial Strategies for Winston Paul Capital Management, Inc. (registered 2023-12-13)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2023
Regulatory AUM changed
Research Financial Strategies reported RAUM $258.8M, down 38% from $419.9M (2022-06-03 to 2023-03-20)
Form ADVobserved 6 days ago
$-161M
Occurred
Aug 9, 2022
Advisor changed firm
James Cameron Musgrave left Research Financial Strategies for Regal Investment Advisors Llc (registered 2023-06-20)
Form ADVobserved 6 days ago
Occurred
Apr 5, 2022
Advisor changed firm
David Michael Goar left Research Financial Strategies for Promontory Financial Planning, Llc (registered 2022-04-05)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Team lift-out
2 advisors left Research Financial Strategies (Raleigh, NC) for Peace OF Mind Wealth Management on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 3, 2022
Advisor changed firm
Mursaleen Mohammad Tariq left Research Financial Strategies for Peace Of Mind Wealth Management (registered 2021-12-21)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Radon Newton Stancil left Research Financial Strategies for Peace Of Mind Wealth Management (registered 2022-01-01)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Research Financial Strategies reported RAUM $496.6M, up 38% from $360.1M (2021-03-03 to 2021-03-31)
Form ADVobserved 6 days ago
$137M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fba3430-d530-ff2d-0031-561dfc33de47
First observed: Dec 12, 2011
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESEARCH FINANCIAL STRATEGIES

REUTEMANN FINANCIAL SOLUTIONS, INC., CRD 153247

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fba3430-d530-ff2d-0031-561dfc33de47

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN FLEMING REUTEMANN

Certified Financial Planner

Nokomis, FL | ROCKVILLE, MD

yes

J. BRIAN KING

Chartered Financial Consultant

BOGART, GA | ROCKVILLE, MD

RICHARD KEITH SCOTT

n/a

ROCKVILLE, MD | Nolensville, TN

yes

LANCE ROBERT YURICH

n/a

ROCKVILLE, MD | Chippewa, OH

yes

NEAL BACHER BOBYS

n/a

ROCKVILLE, MD

n/a

PAUL JOHN CELLA

Chartered Financial Consultant

Holmdel, NJ | Siesta Key, FL | Sarasota, FL | ROCKVILLE, MD

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXANDER, VALERIE, L

CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER

yes

03/2010

Dec 12, 2011

Jul 26, 2024

REUTEMANN, ANTOINETTE, RENE

Secretary

yes

12/2012

Jan 10, 2017

Jul 26, 2024

REUTEMANN, JOHN, FLEMING

CHIEF EXECUTIVE OFFICER

yes

03/2010

Dec 12, 2011

Jul 26, 2024

City

State

Country

Employees

Also broker-dealer

Holmdel

United States

yes

TYSONS CORNER

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$252M

n/a

2024

Mar 20, 2025

$254M

n/a

2023

Mar 21, 2024

$273M

n/a

2022

Mar 20, 2023

$259M

n/a

2021

Mar 29, 2022

$420M

n/a

2020

Mar 31, 2021

$497M

n/a

2019

Mar 26, 2020

$360M

n/a

2018

Mar 15, 2019

$345M

n/a

2017

Mar 20, 2018

$373M

n/a

2016

Mar 27, 2017

$356M

n/a

2015

Mar 29, 2016

$381M

n/a

2014

Mar 26, 2015

$374M

n/a

2013

Mar 28, 2014

$377M

n/a

2012

Mar 22, 2013

$215M

$208M

n/a

2011

Mar 30, 2012

$305M

$271M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$252M

$254M

-1.1%

$259M

-0.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PEACE OF MIND WEALTH MANAGEMENT

Jan 3, 2022

Jan 1, 2022

RALEIGH, NC

Team lift out

RIA to new firm

18.2%

TRUE WEALTH & COMPANY

Jul 2, 2015

Jun 29, 2015

ROCKVILLE, MD

Team lift out

Other

12.5%