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Advisor at LPL FINANCIAL LLC
TEKOA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 2, 2019 | n/a | yes | TEKOA, WA | Current employment |
| VORPAHL WING ADVISORS, INC. | Independent wealth | Nov 6, 2013 | Dec 2, 2019 | no | SPOKANE, WA|SPOKANE, WA | Previous registration |
| ICM ASSET MANAGEMENT INC | Former SEC adviser | Apr 16, 2001 | Apr 6, 2005 | no | SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VORPAHL WING ADVISORS, INC. | LPL FINANCIAL LLC | Dec 2, 2019 | Dec 2, 2019 | 0 | Firm change | RIA to ibd |
| ICM ASSET MANAGEMENT INC | VORPAHL WING ADVISORS, INC. | Apr 6, 2005 | Nov 6, 2013 | 3,136 | Firm change after gap | Other |