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Reading the graph
Advisor at OVERWATCH MANAGEMENT
CHANDLER, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OVERWATCH MANAGEMENT | State registered | Oct 26, 2022 | n/a | yes | CHANDLER, AZ | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 11, 2020 | Jul 18, 2022 | no | Mesa, AZ|CHANDLER, AZ|Chandler, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | OVERWATCH MANAGEMENT | Jul 18, 2022 | Oct 26, 2022 | 100 | Firm change | Ibd to state RIA |