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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

INSTINET, LLC

CRD 7897

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87085b93-5ca3-f87e-8fac-9afb46bb8e6e

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 16
On other graphs: 0
Observed: Sep 29, 2016 to Jun 23, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=81.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 87
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-108490
CRD: 7897
Filings on the tape: 21
First filed: Sep 29, 2016
Latest filed: Jun 23, 2026
Organised: Limited Liability Company, DE
Website: instinet.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHIULLI, EUGENE JAMES	CHIEF FINANCIAL OFFICER	Na	yes	06/2022	Jun 26, 2023	Dec 4, 2024
INSTINET HOLDINGS INCORPORATED	DIRECT OWNER	E	yes	12/2005	Sep 29, 2016	Dec 4, 2024
INSTINET INCORPORATED	DIRECT OWNER	E	yes	06/2006	Sep 29, 2016	Dec 4, 2024
KENNIFF, ALICE M	ASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISER)	Na	yes	09/2016	Sep 30, 2016	Dec 4, 2024
MAURO, LUKE	HEAD OF OPERATIONS	Na	yes	02/2014	Sep 29, 2016	Dec 4, 2024
MILLIGAN, GERARD THOMAS	President	Na	yes	09/2023	Jun 28, 2024	Dec 4, 2024
NOMURA HOLDING AMERICA INC.	DIRECT OWNER	E	yes	04/2022	Jun 23, 2022	Dec 4, 2024
NOMURA HOLDINGS, INC.	DIRECT OWNER	E	yes	04/2022	Sep 29, 2016	Dec 4, 2024
PRATNICKI, GREG	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Jun 23, 2022	Dec 4, 2024
SCHAFFNER, CHRISTY E	PRINCIPAL FINANCIAL OFFICER	Na	yes	11/2024	Dec 4, 2024	Dec 4, 2024
SISKOVIC, JULIE MARIE	CHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2)	Na	yes	11/2019	Nov 14, 2019	Dec 4, 2024
WEBB, FARON ROSS	GENERAL COUNSEL	Na	yes	01/2014	Sep 29, 2016	Dec 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC	n/a	Other adviser	$38B	N	yes	n/a
NOMURA ASSET MANAGEMENT U.S.A. INC	n/a	Asset manager	$1.0B	N	yes	n/a
NOMURA GLOBAL ALPHA LLC	n/a	Former SEC adviser	$149M	N	yes	n/a
NOMURA SECURITIES INTERNATIONAL, INC.	n/a	No RAUM reported	$0	N	yes	n/a
CAPITAL NOMURA SECURITIES PUBLIC COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
INSTINET AUSTRALIA PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
INSTINET CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
INSTINET EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
INSTINET GERMANY GMBH	n/a	n/a	n/a	N	yes	n/a
INSTINET PACIFIC LTD.	n/a	n/a	n/a	N	yes	n/a
INSTINET SINGAPORE SERVICES PTE LTD.	n/a	n/a	n/a	N	yes	n/a
NOMURA AUSTRALIA LTD.	n/a	n/a	n/a	N	yes	n/a
NOMURA FINANCIAL INVESTMENT (KOREA) CO., LTD.	n/a	n/a	n/a	N	yes	n/a
NOMURA INTERNATIONAL (HONG KONG ) LIMITED	n/a	n/a	n/a	N	yes	n/a
NOMURA INTERNATIONAL PLC	n/a	n/a	n/a	N	yes	n/a
NOMURA SECURITIES CO., LTD.	n/a	n/a	n/a	N	yes	n/a
NOMURA SECURITIES MALAYSIA SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
NOMURA SINGAPORE LTD.	n/a	n/a	n/a	N	yes	n/a
P.T. NOMURA INDONESIA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 16, 2026	$0	$0	291	0	0	n/a	n/a
2024	Jun 28, 2024	n/a	n/a	334	0	0	n/a	n/a
2023	Jun 26, 2023	n/a	n/a	93	1	0	n/a	n/a
2022	Jun 23, 2022	n/a	n/a	88	1	0	n/a	n/a
2021	Jun 29, 2021	n/a	n/a	118	1	0	n/a	n/a
2020	Jun 29, 2020	n/a	n/a	180	40	0	n/a	n/a
2019	Jun 28, 2019	n/a	n/a	203	43	2	n/a	n/a
2018	Jun 28, 2018	n/a	n/a	213	61	2	n/a	n/a
2017	Jun 29, 2017	n/a	n/a	226	75	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	87	334	0	0

Relationships

Affiliated with (9)

← NOMURA SECURITIES INTERNATIONAL, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NOMURA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NOMURA ASSET MANAGEMENT U.S.A. INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ NOMURA ASSET MANAGEMENT U.S.A. INC.Registered adviserother investment adviser, common control
factForm ADV
→ NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NOMURA GLOBAL ALPHA LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NOMURA SECURITIES INTERNATIONAL, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NOMURA GLOBAL ALPHA LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (11)

← SISKOVIC, JULIE MARIEOwnerCHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2), ownership code NA, individual
Nov 14, 2019 to Dec 4, 2024factForm ADV
← PRATNICKI, GREGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 23, 2022 to Dec 4, 2024factForm ADV
← WEBB, FARON ROSSOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 29, 2016 to Dec 4, 2024factForm ADV
← SCHAFFNER, CHRISTY EOwnerPRINCIPAL FINANCIAL OFFICER, ownership code NA, individual
Dec 4, 2024 to Dec 4, 2024factForm ADV
← MILLIGAN, GERARD THOMASOwnerPRESIDENT, ownership code NA, individual
Jun 28, 2024 to Dec 4, 2024factForm ADV
← CHIULLI, EUGENE JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 26, 2023 to Dec 4, 2024factForm ADV
← MAURO, LUKEOwnerHEAD OF OPERATIONS, ownership code NA, individual
Sep 29, 2016 to Dec 4, 2024factForm ADV
← KENNIFF, ALICE MOwnerASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISER), ownership code NA, individual
Sep 30, 2016 to Dec 4, 2024factForm ADV
← INSTINET HOLDINGS INCORPORATEDOwnerDIRECT OWNER, ownership code E, domestic entity
Sep 29, 2016 to Dec 4, 2024factForm ADV
← NOMURA HOLDING AMERICA INC.OwnerDIRECT OWNER, ownership code E, domestic entity
Jun 23, 2022 to Dec 4, 2024factForm ADV
← NOMURA HOLDINGS, INC.OwnerDIRECT OWNER, ownership code E, foreign entity
Sep 29, 2016 to Dec 4, 2024factForm ADV

Dated events

Occurred
Dec 4, 2024
Control person joined
Christy E Schaffner (Principal Financial Officer) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person left
Thomas William Whelan (President) no longer on Schedule A of Instinet, Llc (listed 2023-07-19, absent 2024-06-28)
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Gerard Milligan (President) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Control person joined
Eugene James Chiulli (Chief Financial Officer) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Control person joined
Thomas William Whelan (President) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Control person left
Laure E Richmond (Chief Financial Officer) no longer on Schedule A of Instinet, Llc (listed 2022-06-23, absent 2023-06-26)
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Control person left
David Seth Sieradzki (Associate General Counsel, Chief Compliance Officer (Broker Dealer, Non-Cboe/C2)) no longer on Schedule A of Instinet, Llc (listed 2022-06-23, absent 2023-06-26)
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Control person left
Ralston Permar Jr Roberts (Chief Executive Officer) no longer on Schedule A of Instinet, Llc (listed 2022-06-23, absent 2023-06-26)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2022
Control person left
Mark James Govoni (President) no longer on Schedule A of Instinet, Llc (listed 2021-06-29, absent 2022-06-23)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2022
Control person joined
Greg Pratnicki (Anti - Money Laundering Compliance Officer) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jun 29, 2021
Control person joined
Ralston Permar Jr Roberts (Chief Executive Officer) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jan 21, 2021
Control person joined
David Seth Sieradzki (Associate General Counsel, Chief Compliance Officer (Broker Dealer, Non-Cboe/C2) And Anti-Money Laundering Compliance Officer) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Jan 21, 2021
Control person left
Irene Ann Halpin (Associate General Counsel, Chief Compliance Officer ( Broker Dealer, Non-Cboe/C2) And Anti-Money Laundering Compliance Officer) no longer on Schedule A of Instinet, Llc (listed 2020-08-31, absent 2021-01-21)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2019
Control person left
Christopher Peter Ulz (Chief Compliance Officer (Broker-Dealer, Cboe/C2)) no longer on Schedule A of Instinet, Llc (listed 2019-06-28, absent 2019-11-14)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2019
Control person joined
Julie Marie Siskovic (Chief Compliance Officer (Broker-Dealer, Cboe/C2)) appeared on Schedule A of Instinet, Llc
Form ADVobserved 5 days ago
Occurred
Sep 29, 2016
First Form ADV filing
Instinet, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87085b93-5ca3-f87e-8fac-9afb46bb8e6e
First observed: Sep 29, 2016
Last observed: Jun 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INSTINET, LLC

CRD 7897

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87085b93-5ca3-f87e-8fac-9afb46bb8e6e

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHIULLI, EUGENE JAMES

CHIEF FINANCIAL OFFICER

yes

06/2022

Jun 26, 2023

Dec 4, 2024

INSTINET HOLDINGS INCORPORATED

DIRECT OWNER

yes

12/2005

Sep 29, 2016

Dec 4, 2024

INSTINET INCORPORATED

DIRECT OWNER

yes

06/2006

Sep 29, 2016

Dec 4, 2024

KENNIFF, ALICE M

ASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISER)

yes

09/2016

Sep 30, 2016

Dec 4, 2024

MAURO, LUKE

HEAD OF OPERATIONS

yes

02/2014

Sep 29, 2016

Dec 4, 2024

MILLIGAN, GERARD THOMAS

President

yes

09/2023

Jun 28, 2024

Dec 4, 2024

NOMURA HOLDING AMERICA INC.

DIRECT OWNER

yes

04/2022

Jun 23, 2022

Dec 4, 2024

NOMURA HOLDINGS, INC.

DIRECT OWNER

yes

04/2022

Sep 29, 2016

Dec 4, 2024

PRATNICKI, GREG

CHIEF COMPLIANCE OFFICER

yes

10/2022

Jun 23, 2022

Dec 4, 2024

SCHAFFNER, CHRISTY E

PRINCIPAL FINANCIAL OFFICER

yes

11/2024

Dec 4, 2024

SISKOVIC, JULIE MARIE

CHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2)

yes

11/2019

Nov 14, 2019

Dec 4, 2024

WEBB, FARON ROSS

GENERAL COUNSEL

yes

01/2014

Sep 29, 2016

Dec 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC

n/a

Other adviser

$38B

yes

n/a

NOMURA ASSET MANAGEMENT U.S.A. INC

n/a

Asset manager

$1.0B

yes

n/a

NOMURA GLOBAL ALPHA LLC

n/a

Former SEC adviser

$149M

yes

n/a

NOMURA SECURITIES INTERNATIONAL, INC.

n/a

No RAUM reported

yes

n/a

CAPITAL NOMURA SECURITIES PUBLIC COMPANY LIMITED

n/a

yes

n/a

INSTINET AUSTRALIA PTY LIMITED

n/a

yes

n/a

INSTINET CANADA LIMITED

n/a

yes

n/a

INSTINET EUROPE LIMITED

n/a

yes

n/a

INSTINET GERMANY GMBH

n/a

yes

n/a

INSTINET PACIFIC LTD.

n/a

yes

n/a

INSTINET SINGAPORE SERVICES PTE LTD.

n/a

yes

n/a

NOMURA AUSTRALIA LTD.

n/a

yes

n/a

NOMURA FINANCIAL INVESTMENT (KOREA) CO., LTD.

n/a

yes

n/a

NOMURA INTERNATIONAL (HONG KONG ) LIMITED

n/a

yes

n/a

NOMURA INTERNATIONAL PLC

n/a

yes

n/a

NOMURA SECURITIES CO., LTD.

n/a

yes

n/a

NOMURA SECURITIES MALAYSIA SDN. BHD.

n/a

yes

n/a

NOMURA SINGAPORE LTD.

n/a

yes

n/a

P.T. NOMURA INDONESIA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 16, 2026

291

n/a

2024

Jun 28, 2024

n/a

334

n/a

2023

Jun 26, 2023

n/a

2022

Jun 23, 2022

n/a

2021

Jun 29, 2021

n/a

118

n/a

2020

Jun 29, 2020

n/a

180

n/a

2019

Jun 28, 2019

n/a

203

n/a

2018

Jun 28, 2018

n/a

213

n/a

2017

Jun 29, 2017

n/a

226

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a

334