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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

NOMURA CAPITAL MANAGEMENT LLC

CRD 324417

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cca671f7-e8d9-8007-dddc-31edf2d42502

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 10
On other graphs: 2
Observed: Dec 14, 2022 to Jun 29, 2026
12 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Nomura Capital Management Llc reported RAUM $651.3M, up 70% from $384.1M (2026-01-20 to 2026-06-29)

Dated 2026-06-29 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 29, 2026 · seen 5 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Nomura Capital Management LLC

Capital provider to sponsors · shared crd

Private Creditidentity

NOMURA CAPITAL MANAGEMENT LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=97.0
Regulatory AUM: $651MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $651M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 167
Advisory employees: 11
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $141M
SEC number: 801-127179
CIK: 1944664
CRD: 324417
Filings on the tape: 12
First filed: Dec 14, 2022
Latest filed: Jun 29, 2026
Organised: Limited Liability Company, DE
Website: nomuracapitalmanagement.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NOMURA CREDIT OPPORTUNITIES FUND, LP	Other Private Fund	$200M	Jul 9, 2024	1	Jun 28, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Aloupis, Steven, Nicholas	Manager	Na	yes	06/2022	Jun 28, 2024	Jul 9, 2024
CHIULLI, EUGENE, JAMES	CHIEF FINANCIAL OFFICER	Na	yes	03/2024	Jun 28, 2024	Jul 9, 2024
Namura, Yoshihiro	Manager	Na	yes	10/2022	Jun 28, 2024	Jul 9, 2024
NELSON, MATTHEW, JAMES	CHIEF OPERATING OFFICER	Na	yes	10/2022	Dec 14, 2022	Jul 9, 2024
NOMURA HOLDING AMERICA, INC.	Owner	E	yes	10/2022	Jun 28, 2024	Jul 9, 2024
NOMURA HOLDINGS, INC.	Shareholder	E	yes	10/2001	Jun 28, 2024	Jul 9, 2024
Pallai, Matthew, Gian	CHIEF INVESTMENT OFFICER	Na	yes	10/2022	Dec 14, 2022	Jul 9, 2024
STARK, ROBERT, NMN	CHIEF EXECUTIVE OFFICER	Na	yes	10/2022	Dec 14, 2022	Jul 9, 2024
TYRE, DOUGLAS, NELSON	CHIEF COMPLIANCE OFFICER	Na	no	10/2023	Oct 27, 2023	Jul 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC	n/a	Other adviser	$38B	N	yes	n/a
NOMURA ASSET MANAGEMENT U.S.A. INC	n/a	Asset manager	$1.0B	N	yes	n/a
INSTINET, LLC	n/a	No RAUM reported	$0	N	yes	n/a
NOMURA SECURITIES INTERNATIONAL, INC.	n/a	No RAUM reported	$0	N	yes	n/a
NOMURA CREDIT OPPORTUNITIES GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 20, 2026	$384M	$384M	33	10	1	n/a
2024	Jan 7, 2025	$421M	$421M	36	11	1	n/a
2023	Jun 6, 2023	$101M	$101M	15	5	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$651M	$421M	54.8%	n/a	n/a	167	36	5	0

Relationships

Affiliated with (6)

→ NOMURA ASSET MANAGEMENT U.S.A. INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NOMURA SECURITIES INTERNATIONAL, INC.Registered adviserother investment adviser, broker-dealer, trust company, common control
factForm ADV
→ INSTINET, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← NOMURA ASSET MANAGEMENT U.S.A. INC.Registered adviserother investment adviser, common control
factForm ADV
← NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ NOMURA CREDIT OPPORTUNITIES FUND, LPPrivate fundOther Private Fund, IA
Jun 28, 2024 to presentfactForm ADV

Controls (8)

← Aloupis, Steven, NicholasOwnerMANAGER, ownership code NA, individual
Jun 28, 2024 to Jul 9, 2024factForm ADV
← CHIULLI, EUGENE, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 28, 2024 to Jul 9, 2024factForm ADV
← NELSON, MATTHEW, JAMESOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Dec 14, 2022 to Jul 9, 2024factForm ADV
← STARK, ROBERT, NMNOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 14, 2022 to Jul 9, 2024factForm ADV
← Pallai, Matthew, GianOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 14, 2022 to Jul 9, 2024factForm ADV
← Namura, YoshihiroOwnerMANAGER, ownership code NA, individual
Jun 28, 2024 to Jul 9, 2024factForm ADV
← NOMURA HOLDING AMERICA, INC.OwnerOWNER, ownership code E, domestic entity
Jun 28, 2024 to Jul 9, 2024factForm ADV
← NOMURA HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 28, 2024 to Jul 9, 2024factForm ADV

Owns (1)

← TYRE, DOUGLAS, NELSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 27, 2023 to Jul 9, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 29, 2026
Advisor headcount changed
Nomura Capital Management Llc reported 49 state-registered advisory representatives, up from 0 (2026-01-20 to 2026-06-29)
Form ADVobserved 5 days ago
49 IARS
Occurred
Jun 29, 2026
Regulatory AUM changed
Nomura Capital Management Llc reported RAUM $651.3M, up 70% from $384.1M (2026-01-20 to 2026-06-29)
Form ADVobserved 5 days ago
$267M
Occurred
Jun 28, 2024
Regulatory AUM changed
Nomura Capital Management Llc reported RAUM $420.8M, up 318% from $100.6M (2024-03-12 to 2024-06-28)
Form ADVobserved 5 days ago
$320M
Occurred
Jun 28, 2024
Control person joined
Nicholas Steven Aloupis (Manager) appeared on Schedule A of Nomura Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Yoshihiro Namura (Manager) appeared on Schedule A of Nomura Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
James Eugene Chiulli (Chief Financial Officer) appeared on Schedule A of Nomura Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Oct 27, 2023
Control person left
Bryan Michael Jones (Chief Compliance Officer) no longer on Schedule A of Nomura Capital Management Llc (listed 2023-10-06, absent 2023-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2023
Control person joined
Nelson Douglas Tyre (Chief Compliance Officer) appeared on Schedule A of Nomura Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Dec 14, 2022
First Form ADV filing
Nomura Private Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jun 29, 2026
Nomura Capital Management Llc reported 5 offices beyond its principal office, up from 0 (2026-01-20 to 2026-06-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cca671f7-e8d9-8007-dddc-31edf2d42502
First observed: Dec 14, 2022
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NOMURA CAPITAL MANAGEMENT LLC

CRD 324417

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cca671f7-e8d9-8007-dddc-31edf2d42502

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NOMURA CREDIT OPPORTUNITIES FUND, LP

Other Private Fund

$200M

Jul 9, 2024

Jun 28, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Aloupis, Steven, Nicholas

Manager

yes

06/2022

Jun 28, 2024

Jul 9, 2024

CHIULLI, EUGENE, JAMES

CHIEF FINANCIAL OFFICER

yes

03/2024

Jun 28, 2024

Jul 9, 2024

Namura, Yoshihiro

Manager

yes

10/2022

Jun 28, 2024

Jul 9, 2024

NELSON, MATTHEW, JAMES

CHIEF OPERATING OFFICER

yes

10/2022

Dec 14, 2022

Jul 9, 2024

NOMURA HOLDING AMERICA, INC.

Owner

yes

10/2022

Jun 28, 2024

Jul 9, 2024

NOMURA HOLDINGS, INC.

Shareholder

yes

10/2001

Jun 28, 2024

Jul 9, 2024

Pallai, Matthew, Gian

CHIEF INVESTMENT OFFICER

yes

10/2022

Dec 14, 2022

Jul 9, 2024

STARK, ROBERT, NMN

CHIEF EXECUTIVE OFFICER

yes

10/2022

Dec 14, 2022

Jul 9, 2024

TYRE, DOUGLAS, NELSON

CHIEF COMPLIANCE OFFICER

10/2023

Oct 27, 2023

Jul 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC

n/a

Other adviser

$38B

yes

n/a

NOMURA ASSET MANAGEMENT U.S.A. INC

n/a

Asset manager

$1.0B

yes

n/a

INSTINET, LLC

n/a

No RAUM reported

yes

n/a

NOMURA SECURITIES INTERNATIONAL, INC.

n/a

No RAUM reported

yes

n/a

NOMURA CREDIT OPPORTUNITIES GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 20, 2026

$384M

n/a

2024

Jan 7, 2025

$421M

n/a

2023

Jun 6, 2023

$101M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$651M

$421M

54.8%

n/a

167