DFX Intelligence

A••••• B•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••••• B•••• D••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:870e63a3-921b-3a08-0d3d-f30cec415a2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 18, 2022	n/a	yes	Minneapolis, MN	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Apr 9, 2019	Aug 31, 2021	no	OAKDALE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Aug 31, 2021	Apr 18, 2022	230	Firm change	Ibd to ibd
Q•••••• A•••• M••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Mar 13, 2019	Apr 9, 2019

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2019 to Aug 31, 2021factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2017 to Mar 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:870e63a3-921b-3a08-0d3d-f30cec415a2e
First observed: Oct 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.