DFX Intelligence

A••• A••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A••• A••• B••••••••

Advisor at A•••• W••••• M•••••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:87113d6f-7842-7d67-8742-5831ca653753

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M•••••••••	State registered	Nov 14, 2017	n/a	yes	WALNUT CREEK, CA	Current employment
A•••• W••••• M•••••••••	n/a	Jul 16, 2016	Dec 14, 2017	no	Walnut Creek, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M•••••••••	A•••• W••••• M•••••••••	Dec 14, 2017	Nov 14, 2017	-30	Firm change	Other
F•• S••••••••• C•••••••••	A•••• W••••• M•••••••••	Jul 18, 2016	Jul 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
134711:289324:CA:2017-12-14	Dec 14, 2017	Nov 14, 2017	WALNUT CREEK, CA	Firm change
7461:134711:CA:2016-07-14	Jul 18, 2016	Jul 16, 2016	WALNUT CREEK, CA	Firm change

Relationships

Registered with (4)

→ A•••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 14, 2017 to presentfactForm ADV
→ A•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 16, 2016 to Dec 14, 2017factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 13, 2016 to Jul 18, 2016factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87113d6f-7842-7d67-8742-5831ca653753
First observed: Apr 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.