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RIA / WealthAdvisor32 years in industry

Kristen Leanne O'Brien

Advisor at CORDA INVESTMENT MANAGEMENT, LLC

Broomfield, CO

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Search this name across graphsid dfx:ria:871247a6-c2b8-0edd-8c9c-a97c286aee3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORDA INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 31, 1993
First registration: Sep 26, 2014
Dual registered: no
Other names: KRISTEN L ROLLIN|KRISTEN LEANNE OBRIEN
IAPD individual key: 2430602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORDA INVESTMENT MANAGEMENT, LLC	Independent wealth	Jan 9, 2025	n/a	yes	Broomfield, CO	Current employment
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jul 31, 2023	Nov 12, 2024	no	Denver, CO\|DENVER, CO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 27, 2021	Oct 14, 2022	no	OMAHA, NE\|CINCINNATI, OH	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 26, 2014	Jun 26, 2023	no	Oak Brook, IL\|Carmel, IN\|Indianapolis, IN\|Cincinnati, OH\|Novi, MI\|Vienna, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCER GLOBAL ADVISORS INC.	CORDA INVESTMENT MANAGEMENT, LLC	Nov 12, 2024	Jan 9, 2025	58	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Jun 26, 2023	Jul 27, 2021	-699	Channel change	Other
TD AMERITRADE, INC.	MERCER GLOBAL ADVISORS INC.	Oct 14, 2022	Jul 31, 2023	290	Firm change	Other

Relationships

Registered with (4)

→ CORDA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Jul 31, 2023 to Nov 12, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 26, 2014 to Jun 26, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 27, 2021 to Oct 14, 2022factForm ADV

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
Kristen Leanne O'Brien left Mercer Global Advisors Inc. for Corda Investment Management, Llc (registered 2025-01-09)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2022
Advisor changed firm
Kristen Leanne O'Brien left Td Ameritrade, Inc. for Mercer Global Advisors Inc. (registered 2023-07-31)
Form ADVobserved 5 days ago