DFX Intelligence

K•••••••• A•• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

K•••••••• A•• B•••••••

Advisor at R••••••••• C•••••• M•••••••••

ATLANTA, GA | Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:871c4e03-f43b-d5a4-cc51-9e41f35b56c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 11, 2022	n/a	yes	Palm Beach Gardens, FL\|ATLANTA, GA	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Nov 4, 2025	Jan 5, 2026	no	Palm Beach Gardens, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	n/a	Jan 5, 2026	n/a	n/a	Departure no registered destination	Departure
T••••• A••••••• S•••••••• I•••	R••••••••• C•••••• M•••••••••	Jan 19, 2022	Jan 11, 2022	-8

Relationships

Registered with (5)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 11, 2022 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 4, 2025 to Jan 5, 2026factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Jan 19, 2022factForm ADV
→ B••• S••••••••• L••

Dated events

Occurred
Jan 5, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:871c4e03-f43b-d5a4-cc51-9e41f35b56c8
First observed: Jan 6, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.