RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• A•• B•••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 11, 2022 · Palm Beach Gardens, Fl
- R••••••••• C•••••• M••••••••• BD affiliatedNov 4, 2025 to Jan 5, 2026 · Palm Beach Gardens, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jan 19, 2022 · Palm Beach, Fl
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Palm Beach, Fl
- B••• I••••••••• S•••••••• I••• formerJan 6, 2010 to Jan 2, 2018 · Palm Beach, Fl
- R••••••••• C•••••• M••••••••• to no registered destinationleft Jan 5, 2026 · Departure, no registered destination
- T••••• A••••••• S•••••••• I••• to R••••••••• C•••••• M•••••••••left Jan 19, 2022, registered Jan 11, 2022 (-8 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- K•••••••• A•• B••••••• no longer registered at R••••••••• C•••••• M•••••••••; no later IA registration on IAPDJan 5, 2026 · Advisor departure · fact
- K•••••••• A•• B••••••• left T••••• A••••••• S•••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2022-01-11)Jan 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address