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D••••• R••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D••••• R••• W••••••

Advisor at H••••• M••• I••••••••• I•••

COUNCIL BLUFFS, IA | CHERRY HILL, NJ | SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:871e0043-b8c6-83eb-09ab-8486b4fddb9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Sep 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• M••• I••••••••• I•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• M••• I••••••••• I•••	No RAUM reported	Jan 27, 2026	n/a	yes	SPRINGFIELD, IL\|COUNCIL BLUFFS, IA	Current employment
B•• S••••••••• I•••	Independent wealth	Jan 27, 2026	n/a	yes	CHERRY HILL, NJ\|COUNCIL BLUFFS, IA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	H••••• M••• I••••••••• I•••	Dec 15, 2025	Jan 27, 2026	43	Firm change	Other
W••••••••• P•••••••	A• W••••• M••••••••• L••	Sep 19, 2022

Relationships

Registered with (9)

→ H••••• M••• I••••••••• I•••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 29, 2022 to Dec 15, 2025factForm ADV
→ W••••••••• P•••••••

Dated events

Occurred
Dec 15, 2025
Advisor changed firm
D••••• R••• W•••••• left A• W••••• M••••••••• L•• for B•• S••••••••• I••• (registered 2026-01-27)
Form ADVobserved 7 days ago
Occurred
Sep 19, 2022
Advisor changed firm
D••••• R••• W•••••• left W••••••••• P••••••• for A• W••••• M••••••••• L•• (registered 2022-08-29)
Form ADVobserved 7 days ago
Occurred
Apr 14, 2022
Advisor changed firm
D••••• R••• W•••••• left A• W••••• M••••••••• L•• for W••••••••• P••••••• (registered 2022-05-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:871e0043-b8c6-83eb-09ab-8486b4fddb9b
First observed: Sep 18, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.