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R••• L•• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

R••• L•• R••••••

Advisor at R•••••• • A•••••••••

LANCASTER, PA

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Search this name across graphsid dfx:ria:871e2924-b75b-990f-ebf8-2600f7b37405

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• • A•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• • A•••••••••	Independent wealth	Oct 11, 2002	n/a	yes	LANCASTER, PA	Current employment
G••••• S••••••••• I•••	Former SEC adviser	Jan 2, 2004	Dec 31, 2005	no	LANCASTER, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S••••••••• I•••	n/a	Dec 31, 2005	n/a	n/a	Departure no registered destination	Departure
S••••• S••••••••• C•••••••••	R•••••• • A•••••••••	Sep 26, 2002	Oct 11, 2002

Relationships

Registered with (3)

→ R•••••• • A•••••••••Registered adviserregistration: current employment
Oct 11, 2002 to presentfactForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2004 to Dec 31, 2005factForm ADV
→ S••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 18, 1996 to Sep 26, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:871e2924-b75b-990f-ebf8-2600f7b37405
First observed: Dec 18, 1996
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.