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Advisor at OSAIC WEALTH, INC.
PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 14, 2021 | n/a | yes | PLYMOUTH, MN | Current employment |
| ADVISORNET WEALTH PARTNERS | Independent wealth | Apr 18, 2017 | May 17, 2021 | no | MAPLE GROVE, MN|MINNETONKA, MN|Minnetonka, MN | Previous registration |
| JRA FINANCIAL ADVISORS, INC. | Former SEC adviser | Oct 18, 2016 | Feb 15, 2017 | no | MAPLE GROVE, MN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 12, 2016 | May 18, 2021 | no | MINNETONKA, MN | Previous registration |
| MHS ADVISORY SERVICES, LLC | Independent wealth | Mar 18, 2015 | Aug 7, 2018 | no | MAPLE GROVE, MN | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Sep 16, 2010 | Mar 11, 2015 | no | LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA|MAPLE GROVE, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 18, 2009 | Sep 27, 2010 | no | MAPLE GROVE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | JRA FINANCIAL ADVISORS, INC. | May 18, 2021 | Oct 18, 2016 | -1,673 | Firm change after gap | Other |
| ADVISORNET WEALTH PARTNERS | OSAIC WEALTH, INC. | May 17, 2021 | May 14, 2021 | -3 | Firm change | RIA to ibd |
| MHS ADVISORY SERVICES, LLC | CETERA ADVISOR NETWORKS LLC | Aug 7, 2018 | Oct 12, 2016 | -664 | Firm change after gap | Other |
| JRA FINANCIAL ADVISORS, INC. | ADVISORNET WEALTH PARTNERS | Feb 15, 2017 | Apr 18, 2017 | 62 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | MHS ADVISORY SERVICES, LLC | Mar 11, 2015 | Mar 18, 2015 | 7 | Firm change | Other |
| LPL FINANCIAL LLC | INVESTORS CAPITAL ADVISORY | Sep 27, 2010 | Sep 16, 2010 | -11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:117824:MN:2021-05-14 | May 18, 2021 | Oct 18, 2016 | MINNETONKA, MN | Firm change after gap |
| 113074:23131:MN:2021-05-14 | May 17, 2021 | May 14, 2021 | MINNETONKA, MN | Firm change |
| 117824:113074:MN:2017-02-15 | Feb 15, 2017 | Apr 18, 2017 | MAPLE GROVE, MN | Firm change |