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C•••••• E••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••••• E••••• R••••••

Advisor at W•••••• W••••• M••••••••• L••

Golden, CO

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Search this name across graphsid dfx:ria:8727ff28-bdf9-c67d-0137-572a1a933d65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Sep 6, 2018	n/a	yes	Golden, CO	Current employment
P••••••• W••••• M••••••••• I•••	Former SEC adviser	Apr 4, 2017	Dec 31, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••• M••••••••• I•••	W•••••• W••••• M••••••••• L••	Dec 31, 2018	Sep 6, 2018	-116	Firm change after gap	RIA to RIA
U••• B•••••• I••••••••• I•••	P••••••• W••••• M••••••••• I•••	Feb 24, 2017

Relationships

Registered with (4)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 6, 2018 to presentfactForm ADV
→ P••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2017 to Dec 31, 2018factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2012 to Feb 24, 2017factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8727ff28-bdf9-c67d-0137-572a1a933d65
First observed: Jan 3, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.