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Advisor at DEW WEALTH MANAGEMENT
SWISHER, IA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEW WEALTH MANAGEMENT | Independent wealth | Jul 8, 2022 | n/a | yes | SWISHER, IA|SCOTTSDALE, AZ | Current employment |
| BERGANKDV WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 2, 2021 | May 24, 2022 | no | Cedar Rapids, IA|BLOOMINGTON, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 31, 2012 | Jul 16, 2019 | no | MARION, IA|MARION, IA|MINNEAPOLIS, MN|CEDAR RAPIDS, IA|CEDAR RAPIDS, IA|CEDAR RAPIDS, IA|WEST DES MOINES, IA|DAVENPORT, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERGANKDV WEALTH MANAGEMENT, LLC | DEW WEALTH MANAGEMENT | May 24, 2022 | Jul 8, 2022 | 45 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | BERGANKDV WEALTH MANAGEMENT, LLC | Jul 16, 2019 | Aug 2, 2021 | 748 | Firm change after gap | Wirehouse to RIA |