DFX Intelligence

D•••••• W•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D•••••• W•••••• S••••

Advisor at M••••• L••

St Augustine, FL | RADNOR, PA

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Search this name across graphsid dfx:ria:872be149-1728-195d-619b-ea9693c324ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• L••	Independent wealth	Oct 6, 2021	n/a	yes	RADNOR, PA\|St Augustine, FL	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Apr 2, 2018	Nov 13, 2020	no	Philadelphia, PA\|Tampa, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	M••••• L••	Nov 13, 2020	Oct 6, 2021	327	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	A••••• A•• P••••••• S•••••••	Mar 26, 2018	Apr 2, 2018

Relationships

Registered with (4)

→ M••••• L••Registered adviserregistration: previous registration
Jul 10, 2015 to Oct 24, 2016factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 2, 2018 to Nov 13, 2020factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2016 to Mar 26, 2018factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:872be149-1728-195d-619b-ea9693c324ce
First observed: Jul 10, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.