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Advisor at CITIZENS PRIVATE WEALTH
TARRYTOWN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS PRIVATE WEALTH | Bd affiliated wealth | May 7, 2021 | n/a | yes | TARRYTOWN, NY | Current employment |
| VALLEY FINANCIAL MANAGEMENT, INC. | Bd affiliated wealth | Nov 9, 2005 | Dec 31, 2013 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALLEY FINANCIAL MANAGEMENT, INC. | CITIZENS PRIVATE WEALTH | Dec 31, 2013 | May 7, 2021 | 2,684 | Firm change after gap | Ibd to RIA |