DFX Intelligence

J•••• S•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

J•••• S•••• T•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

LAS VEGAS, NV | Alpine, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 6, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 29, 2006	n/a	yes	LAS VEGAS, NV\|Alpine, UT	Current employment
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	Apr 1, 2004	Oct 2, 2006	no	LAS VEGAS, NV\|LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• T•••• S••••••••• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 2, 2006	Sep 29, 2006	-3	Firm change	Other
U•• F•••••••• S••••••• I•••	N••••••• T•••• S••••••••• I••	Jan 14, 2004	Apr 1, 2004

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 29, 2006 to presentfactForm ADV
→ N••••••• T•••• S••••••••• I••Registered adviserregistration: previous registration
Apr 1, 2004 to Oct 2, 2006factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 7, 2002 to Jan 14, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 7, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.