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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

CUMBERLAND INVESTMENT COUNSEL INC.

CRD 110887

TORONTO ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87417bf3-df5a-0e43-08b1-4230201bc6cf

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 9
On other graphs: 0
Observed: Dec 22, 2011 to Aug 13, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.05 fund_share=0.94 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $70.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 48
Individual clients: 23
High net worth clients: 12
SEC number: 801-41265
CRD: 110887
Filings on the tape: 43
First filed: Dec 22, 2011
Latest filed: Aug 13, 2026
Organised: Corporation
Website: cumberlandcounsel.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, DAVID, ANDREW	Director	Na	yes	06/2022	May 7, 2020	Dec 19, 2024
CONNOR, GERALD, RAYMOND	Director	Na	yes	02/2007	Dec 22, 2011	Dec 19, 2024
CPL HOLDINGS LTD.	Shareholder	C	yes	05/2018	Jun 27, 2018	Dec 19, 2024
CPL TRUST	Shareholder	E	yes	04/2018	Dec 21, 2023	Dec 19, 2024
CUMBERLAND PARTNERS LTD.	Shareholder	E	yes	01/2007	Dec 22, 2011	Dec 19, 2024
HOM, SHIRLEY	SECRETARY-TREASURER/CHIEF COMPLIANCE OFFICER	Na	yes	09/2004	Dec 22, 2011	Dec 19, 2024
Perron, Gary, Edmond	Trustee	F	yes	04/2018	Jun 27, 2018	Dec 19, 2024
Perron, Jacquelyn, Ann	Trustee	F	yes	04/2018	Dec 21, 2023	Dec 19, 2024
Perron, Shawnalynn	Trustee	F	yes	04/2018	Dec 21, 2023	Dec 19, 2024
SIMS, CHARLES, ROBERT	DIRECTOR (CHAIR)	Na	yes	04/2016	May 17, 2016	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CUMBERLAND PRIVATE WEALTH MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
NCM ASSET MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CALGARY, ALBERTA	n/a	Canada	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 11, 2025	$1.3B	$1.3B	20	17	1	n/a	n/a
2023	Dec 21, 2023	$1.0B	$1.0B	21	18	1	n/a	n/a
2022	Dec 21, 2022	$881M	$881M	21	18	1	n/a	n/a
2021	Dec 23, 2021	$1.1B	$1.1B	23	18	1	n/a	n/a
2020	Dec 16, 2020	$930M	$930M	19	16	1	n/a	n/a
2019	Dec 20, 2019	$1.0B	$1.0B	19	17	1	n/a	n/a
2018	Dec 21, 2018	$1.1B	$1.1B	21	18	1	n/a	n/a
2017	Dec 22, 2017	$81.7M	$81.7M	9	7	0	n/a	n/a
2016	Dec 23, 2016	$92.2M	$92.2M	9	7	n/a	n/a	n/a
2015	Dec 23, 2015	$92.8M	$92.8M	9	7	n/a	n/a	n/a
2014	Dec 22, 2014	$133M	$133M	10	8	n/a	n/a	n/a
2013	Dec 20, 2013	$138M	$138M	10	8	n/a	n/a	n/a
2012	Dec 21, 2012	$125M	$125M	10	8	n/a	n/a	n/a
2011	Dec 22, 2011	$107M	$107M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.4B	$1.0B	38.9%	$1.1B	8.0%	19	21	1	1

Relationships

Controls (10)

← SIMS, CHARLES, ROBERTOwnerDIRECTOR (CHAIR), ownership code NA, individual
May 17, 2016 to Dec 19, 2024factForm ADV
← HOM, SHIRLEYOwnerSECRETARY-TREASURER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2011 to Dec 19, 2024factForm ADV
← CONNOR, GERALD, RAYMONDOwnerDIRECTOR, ownership code NA, individual
Dec 22, 2011 to Dec 19, 2024factForm ADV
← Perron, Gary, EdmondOwnerTRUSTEE, ownership code F, individual
Jun 27, 2018 to Dec 19, 2024factForm ADV
← ANDERSON, DAVID, ANDREWOwnerDIRECTOR, ownership code NA, individual
May 7, 2020 to Dec 19, 2024factForm ADV
← Perron, ShawnalynnOwnerTRUSTEE, ownership code F, individual
Dec 21, 2023 to Dec 19, 2024factForm ADV
← Perron, Jacquelyn, AnnOwnerTRUSTEE, ownership code F, individual
Dec 21, 2023 to Dec 19, 2024factForm ADV
← CPL HOLDINGS LTD.OwnerSHAREHOLDER, ownership code C, foreign entity
Jun 27, 2018 to Dec 19, 2024factForm ADV
← CPL TRUSTOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 21, 2023 to Dec 19, 2024factForm ADV
← CUMBERLAND PARTNERS LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 22, 2011 to Dec 19, 2024factForm ADV

Dated events

Occurred
Dec 19, 2024
Regulatory AUM changed
Cumberland Investment Counsel Inc. reported RAUM $1.3B, up 26% from $1.0B (2023-12-21 to 2024-12-19)
Form ADVobserved 5 days ago
$260M
Occurred
Dec 21, 2023
Control person joined
Ann Jacquelyn Perron (Trustee) appeared on Schedule A of Cumberland Investment Counsel Inc.
Form ADVobserved 5 days ago
Occurred
Dec 21, 2023
Control person joined
Shawnalynn Perron (Trustee) appeared on Schedule A of Cumberland Investment Counsel Inc.
Form ADVobserved 5 days ago
Occurred
Jul 7, 2022
Control person left
Kee Woon Wesley Diong (Director) no longer on Schedule A of Cumberland Investment Counsel Inc. (listed 2021-12-23, absent 2022-07-07)
Form ADVobserved 5 days ago
Occurred
May 21, 2021
Control person joined
Wesley Diong (Director) appeared on Schedule A of Cumberland Investment Counsel Inc.
Form ADVobserved 5 days ago
Occurred
May 7, 2020
Control person left
John Craig Millar (President) no longer on Schedule A of Cumberland Investment Counsel Inc. (listed 2020-04-17, absent 2020-05-07)
Form ADVobserved 5 days ago
Occurred
May 7, 2020
Control person joined
Andrew David Anderson (President) appeared on Schedule A of Cumberland Investment Counsel Inc.
Form ADVobserved 5 days ago
Occurred
Dec 21, 2018
Regulatory AUM changed
Cumberland Investment Counsel Inc. reported RAUM $1.1B, up 134% from $464.5M (2018-06-27 to 2018-12-21)
Form ADVobserved 5 days ago
$622M
Occurred
Jun 27, 2018
Regulatory AUM changed
Cumberland Investment Counsel Inc. reported RAUM $464.5M, up 469% from $81.7M (2017-12-22 to 2018-06-27)
Form ADVobserved 5 days ago
$383M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87417bf3-df5a-0e43-08b1-4230201bc6cf
First observed: Dec 22, 2011
Last observed: Aug 13, 2026 38 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CUMBERLAND INVESTMENT COUNSEL INC.

CRD 110887

TORONTO ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87417bf3-df5a-0e43-08b1-4230201bc6cf

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, DAVID, ANDREW

Director

yes

06/2022

May 7, 2020

Dec 19, 2024

CONNOR, GERALD, RAYMOND

Director

yes

02/2007

Dec 22, 2011

Dec 19, 2024

CPL HOLDINGS LTD.

Shareholder

yes

05/2018

Jun 27, 2018

Dec 19, 2024

CPL TRUST

Shareholder

yes

04/2018

Dec 21, 2023

Dec 19, 2024

CUMBERLAND PARTNERS LTD.

Shareholder

yes

01/2007

Dec 22, 2011

Dec 19, 2024

HOM, SHIRLEY

SECRETARY-TREASURER/CHIEF COMPLIANCE OFFICER

yes

09/2004

Dec 22, 2011

Dec 19, 2024

Perron, Gary, Edmond

Trustee

yes

04/2018

Jun 27, 2018

Dec 19, 2024

Perron, Jacquelyn, Ann

Trustee

yes

04/2018

Dec 21, 2023

Dec 19, 2024

Perron, Shawnalynn

Trustee

yes

04/2018

Dec 21, 2023

Dec 19, 2024

SIMS, CHARLES, ROBERT

DIRECTOR (CHAIR)

yes

04/2016

May 17, 2016

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CUMBERLAND PRIVATE WEALTH MANAGEMENT INC.

n/a

yes

n/a

NCM ASSET MANAGEMENT LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CALGARY, ALBERTA

n/a

Canada

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 11, 2025

$1.3B

n/a

2023

Dec 21, 2023

$1.0B

n/a

2022

Dec 21, 2022

$881M

n/a

2021

Dec 23, 2021

$1.1B

n/a

2020

Dec 16, 2020

$930M

n/a

2019

Dec 20, 2019

$1.0B

n/a

2018

Dec 21, 2018

$1.1B

n/a

2017

Dec 22, 2017

$81.7M

n/a

2016

Dec 23, 2016

$92.2M

n/a

2015

Dec 23, 2015

$92.8M

n/a

2014

Dec 22, 2014

$133M

n/a

2013

Dec 20, 2013

$138M

n/a

2012

Dec 21, 2012

$125M

n/a

2011

Dec 22, 2011

$107M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.4B

$1.0B

38.9%

$1.1B

8.0%