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SEC-registered adviser

C••••••••• I••••••••• C•••••• I•••

Asset manager (funds and pooled vehicles)Toronto Ontario, CRD 110887SEC 801-41265websiteIAPD
Latest filing Aug 13, 2026
First filing on the tape Dec 22, 2011 · 43 filings
SEC status approved since Apr 28, 1992
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.0%
$70.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.4B as of Aug 13, 2026
Dec 22, 2011$107M then
HNW client RAUM$31.7M as of Aug 13, 2026
Dec 22, 2017$47.2M then
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Dec 21, 20120 then
Employees (5.A)19 as of Aug 13, 2026
Dec 21, 201210 then
Private funds: no history
RAUM +39% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$29.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+8.2%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.3B94%
  • Individuals$38.8M2.8%
  • High-net-worth individuals$31.7M2.3%
  • Corporations and businesses$3.9M0.3%
  • Charitable organizations$3.3M0.2%
Individual clients
23reported
HNW clients
12reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
48reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.05 fund_share=0.94 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• D••••• A••••• · Directorcontrol
        since 06/2022 · owns less than 5%
      • C•••••• G•••••• R•••••• · Directorcontrol
        since 02/2007 · owns less than 5%
      • H••• S•••••• · Secretary-Treasurer/Chief Compliance Officercontrol
        since 09/2004 · owns less than 5%
      • S•••• C••••••• R••••• · Director (Chair)control
        since 04/2016 · owns less than 5%
      • P•••••• G•••• E••••• · Trusteecontrol
        since 04/2018 · owns F of C•• T••••
      • P•••••• J••••••••• A•• · Trusteecontrol
        since 04/2018 · owns F of C•• T••••
      • P•••••• S••••••••• · Trusteecontrol
        since 04/2018 · owns F of C•• T••••
      Entity owners
      • C••••••••• P••••••• L••• · Shareholder
        direct · owns 75% or more
      • C•• H••••••• L••• · Shareholder
        indirect · owns 25% to 50% of C••••••••• P••••••• L•••
      • C•• T•••• · Shareholder
        indirect · owns 75% or more of C•• H••••••• L•••
      Related persons
      Schedule D 7.A
      • C••••••••• P•••••• W••••• M••••••••• I•••
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • N•• A•••• M••••••••• L•••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Calgary, Alberta, Canada5 employees
      What changed
      consecutive filings, newest first
      • Accounts · 120 to 48
        Apr 11, 2025 to Dec 22, 2025
      • Advisory employees · 17 to 16
        Apr 11, 2025 to Dec 22, 2025
      • Charity clients · 2 to 1
        Apr 11, 2025 to Dec 22, 2025
      • Corporate clients · 4 to 2
        Apr 11, 2025 to Dec 22, 2025
      • HNW clients · 20 to 12
        Apr 11, 2025 to Dec 22, 2025
      • Individual clients · 85 to 23
        Apr 11, 2025 to Dec 22, 2025
      • Pooled vehicle clients · 9 to 10
        Apr 11, 2025 to Dec 22, 2025
      • Employees · 20 to 19
        Apr 11, 2025 to Dec 22, 2025
      • Discretionary RAUM · $1.3B to $1.4B
        Apr 11, 2025 to Dec 22, 2025
      • HNW RAUM · $28.8M to $31.7M
        Apr 11, 2025 to Dec 22, 2025
      • Individual RAUM · $51.1M to $38.8M
        Apr 11, 2025 to Dec 22, 2025
      • Pooled vehicle RAUM · $1.2B to $1.3B
        Apr 11, 2025 to Dec 22, 2025
      • RAUM · $1.3B to $1.4B
        Apr 11, 2025 to Dec 22, 2025
      • Financial planning clients · unset to
        Dec 19, 2024 to Apr 11, 2025
      • HQ state · unset to
        Dec 19, 2024 to Apr 11, 2025
      • Accounts · 116 to 120
        Dec 21, 2023 to Dec 19, 2024
      • Advisory employees · 18 to 17
        Dec 21, 2023 to Dec 19, 2024
      • BD registered reps · 8 to 7
        Dec 21, 2023 to Dec 19, 2024
      • Charity clients · 1 to 2
        Dec 21, 2023 to Dec 19, 2024
      • Corporate clients · 6 to 4
        Dec 21, 2023 to Dec 19, 2024
      • HNW clients · 22 to 20
        Dec 21, 2023 to Dec 19, 2024
      • Individual clients · 75 to 85
        Dec 21, 2023 to Dec 19, 2024
      • Pooled vehicle clients · 12 to 9
        Dec 21, 2023 to Dec 19, 2024
      • Employees · 21 to 20
        Dec 21, 2023 to Dec 19, 2024
      • Discretionary RAUM · $1.0B to $1.3B
        Dec 21, 2023 to Dec 19, 2024
      • HNW RAUM · $37.4M to $28.8M
        Dec 21, 2023 to Dec 19, 2024
      • Individual RAUM · $34.8M to $51.1M
        Dec 21, 2023 to Dec 19, 2024
      • Pooled vehicle RAUM · $929M to $1.2B
        Dec 21, 2023 to Dec 19, 2024
      • RAUM · $1.0B to $1.3B
        Dec 21, 2023 to Dec 19, 2024
      • Accounts · 115 to 116
        Sep 15, 2023 to Dec 21, 2023
      • Corporate clients · 4 to 6
        Sep 15, 2023 to Dec 21, 2023
      • HNW clients · 24 to 22
        Sep 15, 2023 to Dec 21, 2023
      • Individual clients · 74 to 75
        Sep 15, 2023 to Dec 21, 2023
      • Discretionary RAUM · $881M to $1.0B
        Sep 15, 2023 to Dec 21, 2023
      • HNW RAUM · $40.3M to $37.4M
        Sep 15, 2023 to Dec 21, 2023
      • Individual RAUM · $32.6M to $34.8M
        Sep 15, 2023 to Dec 21, 2023
      • Pooled vehicle RAUM · $803M to $929M
        Sep 15, 2023 to Dec 21, 2023
      • RAUM · $881M to $1.0B
        Sep 15, 2023 to Dec 21, 2023
      • Accounts · 173 to 115
        Jul 7, 2022 to Dec 21, 2022
      • Corporate clients · 6 to 4
        Jul 7, 2022 to Dec 21, 2022
      Signals
      9 dated events
      • C••••••••• I••••••••• C•••••• I••• reported RAUM $1.3B, up 26% from $1.0B (2023-12-21 to 2024-12-19)
        Dec 19, 2024 · RAUM change · derived
      • Ann J•••••••• P••••• (Trustee) appeared on Schedule A of C••••••••• I••••••••• C•••••• I•••
        Dec 21, 2023 · Control person joined · fact
      • S••••••••• P••••• (Trustee) appeared on Schedule A of C••••••••• I••••••••• C•••••• I•••
        Dec 21, 2023 · Control person joined · fact
      • Kee Woon Wesley Diong (Director) no longer on Schedule A of C••••••••• I••••••••• C•••••• I••• (listed 2021-12-23, absent 2022-07-07)
        Jul 7, 2022 · Control person left · inference
      • Wesley Diong (Director) appeared on Schedule A of C••••••••• I••••••••• C•••••• I•••
        May 21, 2021 · Control person joined · fact
      • John Craig Millar (President) no longer on Schedule A of C••••••••• I••••••••• C•••••• I••• (listed 2020-04-17, absent 2020-05-07)
        May 7, 2020 · Control person left · inference
      • Andrew David Anderson (President) appeared on Schedule A of C••••••••• I••••••••• C•••••• I•••
        May 7, 2020 · Control person joined · fact
      • C••••••••• I••••••••• C•••••• I••• reported RAUM $1.1B, up 134% from $464.5M (2018-06-27 to 2018-12-21)
        Dec 21, 2018 · RAUM change · derived
      • C••••••••• I••••••••• C•••••• I••• reported RAUM $464.5M, up 469% from $81.7M (2017-12-22 to 2018-06-27)
        Jun 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      C•••••••••C••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      416-482-5337reportedpublic record, Form ADV, Aug 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026