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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | TEMPE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Feb 25, 2022 | n/a | yes | GREENWOOD VILLAGE, CO|TEMPE, AZ | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Aug 29, 2019 | Sep 15, 2020 | no | TEMPE, AZ | Previous registration |
| LEARNVEST PLANNING SERVICES, LLC | Former SEC adviser | Jan 30, 2017 | Jun 11, 2018 | no | Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | EMPOWER ADVISORY GROUP, LLC | Sep 15, 2020 | Feb 25, 2022 | 528 | Firm change after gap | Other |
| LEARNVEST PLANNING SERVICES, LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Jun 11, 2018 | Aug 29, 2019 | 444 | Firm change after gap | Other |