DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••••••• R••••••••• A•••••••• L••
Boerne, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Oct 4, 2023 | n/a | yes | Boerne, TX | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jun 25, 2020 | Aug 1, 2023 | no | Westlake, TX|Westlake, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | T••••••••• R••••••••• A•••••••• L•• | Aug 1, 2023 | Oct 4, 2023 | 64 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | C•••••• S••••• • C••• I••• | May 12, 2020 | Jun 25, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:5393:MA:2020-05-01 | May 12, 2020 | Jun 25, 2020 | BOSTON, MA | Firm change |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | May 12, 2020 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jul 20, 2015 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| 44 |
| Firm change |
| Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |