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CRD 153586
ROCKVILLE CENTRE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WEISS, FREDERICK, WILLIAM | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 03/2010 | Mar 1, 2013 | Mar 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $23B | $92.1M | 9 | 6 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $20B | $9.3M | 8 | 6 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $15B | $0 | 7 | 6 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $13B | $0 | 7 | 6 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $16B | $0 | 6 | 6 | 1 | n/a | n/a |
| 2020 | Mar 23, 2021 | $14B | $0 | 7 | 7 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $13B | $0 | 7 | 7 | 1 | n/a | n/a |
| 2018 | Mar 18, 2019 | $12B | $0 | 8 | 8 | 2 | n/a | n/a |
| 2017 | Mar 30, 2018 | $14B | $0 | 8 | 8 | 2 | n/a | n/a |
| 2016 | Mar 21, 2017 | $12B | $0 | 8 | 8 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $11B | $0 | 7 | 7 | n/a | n/a | n/a |
| 2014 | Mar 23, 2015 | $9.9B | $0 | 6 | 6 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $9.5B | $0 | 6 | 6 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $746M | $0 | 2 | 2 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $648M | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $23B | $20B | 12.0% | $13B | 19.6% | 9 | 8 | 0 | 0 |