DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•• C•••••• A•••••••• L••

Institutional managerRockville Centre, New YorkCRD 153586SEC 801-71456websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Mar 27, 2012 · 20 filings
SEC status approved since May 18, 2010
RAUM
$23B
reported, Item 5.F
Discretionary
0.4%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$23B as of Mar 26, 2026
Mar 27, 2012$648M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20120 then
Employees (5.A)9 as of Mar 26, 2026
Mar 25, 20132 then
Private funds: no history
RAUM +12% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$684MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.4%derivedof RAUM
Institutional
96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$13B56%
  • Pension and profit-sharing plans$9.1B40%
  • Corporations and businesses$801M3.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
10reported
Charitable clients
19reported
Accounts
33reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • W••••• F••••••••• W•••••• · Managing Member/Chief Compliance Officercontrol
        since 03/2010 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 34 to 33
        Mar 31, 2025 to Mar 26, 2026
      • Charity clients · 20 to 19
        Mar 31, 2025 to Mar 26, 2026
      • Employees · 8 to 9
        Mar 31, 2025 to Mar 26, 2026
      • Discretionary RAUM · $9.3M to $92.1M
        Mar 31, 2025 to Mar 26, 2026
      • Non-discretionary RAUM · $20B to $22B
        Mar 31, 2025 to Mar 26, 2026
      • Pension RAUM · $8.2B to $9.1B
        Mar 31, 2025 to Mar 26, 2026
      • RAUM · $20B to $23B
        Mar 31, 2025 to Mar 26, 2026
      • Accounts · 32 to 34
        Mar 27, 2024 to Mar 31, 2025
      • Advisory activities · 3 to 4
        Mar 27, 2024 to Mar 31, 2025
      • Charity clients · 19 to 20
        Mar 27, 2024 to Mar 31, 2025
      • Pension plan clients · 9 to 10
        Mar 27, 2024 to Mar 31, 2025
      • Employees · 7 to 8
        Mar 27, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 31, 2025
      • Discretionary RAUM · $0 to $9.3M
        Mar 27, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $15B to $20B
        Mar 27, 2024 to Mar 31, 2025
      • Pension RAUM · $4.4B to $8.2B
        Mar 27, 2024 to Mar 31, 2025
      • RAUM · $15B to $20B
        Mar 27, 2024 to Mar 31, 2025
      • Accounts · 33 to 32
        Mar 28, 2023 to Mar 27, 2024
      • Pension plan clients · 10 to 9
        Mar 28, 2023 to Mar 27, 2024
      • Non-discretionary RAUM · $13B to $15B
        Mar 28, 2023 to Mar 27, 2024
      • Pension RAUM · $4.0B to $4.4B
        Mar 28, 2023 to Mar 27, 2024
      • RAUM · $13B to $15B
        Mar 28, 2023 to Mar 27, 2024
      • Accounts · 34 to 33
        Jun 15, 2022 to Mar 28, 2023
      • Advisory employees · 5 to 6
        Jun 15, 2022 to Mar 28, 2023
      • Charity clients · 18 to 19
        Jun 15, 2022 to Mar 28, 2023
      • Corporate clients · 3 to 4
        Jun 15, 2022 to Mar 28, 2023
      • Pension plan clients · 13 to 10
        Jun 15, 2022 to Mar 28, 2023
      • Employees · 5 to 7
        Jun 15, 2022 to Mar 28, 2023
      • Non-discretionary RAUM · $16B to $13B
        Jun 15, 2022 to Mar 28, 2023
      • Pension RAUM · $5.3B to $4.0B
        Jun 15, 2022 to Mar 28, 2023
      • RAUM · $16B to $13B
        Jun 15, 2022 to Mar 28, 2023
      • Accounts · 33 to 34
        Mar 29, 2022 to Jun 15, 2022
      • Advisory employees · 6 to 5
        Mar 29, 2022 to Jun 15, 2022
      • Corporate clients · unset to 3.0
        Mar 29, 2022 to Jun 15, 2022
      • Pension plan clients · 11 to 13
        Mar 29, 2022 to Jun 15, 2022
      • Employees · 6 to 5
        Mar 29, 2022 to Jun 15, 2022
      • Other offices · 1 to 0
        Mar 29, 2022 to Jun 15, 2022
      • Non-discretionary RAUM · $16B to $16B
        Mar 29, 2022 to Jun 15, 2022
      • Pension RAUM · $4.8B to $5.3B
        Mar 29, 2022 to Jun 15, 2022
      • RAUM · $16B to $16B
        Mar 29, 2022 to Jun 15, 2022
      Signals
      2 dated events
      • M•• C•••••• A•••••••• L•• reported RAUM $20.2B, up 31% from $15.4B (2024-03-27 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • John David Deluccia (Managing Member) no longer on Schedule A of M•• C•••••• A•••••••• L•• (listed 2022-03-29, absent 2022-06-15)
        Jun 15, 2022 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w••.m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-683-6922reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026