DFX Intelligence

J••• V•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J••• V•••••• C••••

Advisor at A••••• A•• P••••••• S•••••••

Hingham, MA | Norwell, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	Norwell, MA\|Hingham, MA	Current employment
N•• A•• A••••	Asset manager	Mar 13, 2025	Feb 12, 2026	no	RYE, NY\|Norwell, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•• A••••	A••••• A•• P••••••• S•••••••	Feb 12, 2026	Jul 9, 2026	147	Firm change	Other
P••• A••••• S••••••••• L••	N•• A•• A••••	Jan 15, 2025	Mar 13, 2025

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ N•• A•• A••••Registered adviserregistration: previous registration
Mar 13, 2025 to Feb 12, 2026factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 19, 2023 to Jan 15, 2025factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 19, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.