RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• V•••••• C••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 9, 2026 · Norwell, Ma
- N•• A•• A•••• asset managerMar 13, 2025 to Feb 12, 2026 · Rye, Ny
- P••• A••••• S••••••••• L•• BD affiliatedApr 19, 2023 to Jan 15, 2025 · Needham, Ma
- P••• A••••• S••••••••• L•• BD affiliatedJun 19, 2020 to Jan 27, 2023 · New York, Ny
- N•• A•• A•••• to A••••• A•• P••••••• S•••••••left Feb 12, 2026, registered Jul 9, 2026 (147 days) · Other
- P••• A••••• S••••••••• L•• to N•• A•• A••••left Jan 15, 2025, registered Mar 13, 2025 (57 days) · Other
- J••• V•••••• C•••• left N•• A•• A•••• for A••••• A•• P••••••• S••••••• (registered 2026-07-09)Feb 12, 2026 · Advisor changed firm · fact
- J••• V•••••• C•••• left P••• A••••• S••••••••• L•• for N•• A•• A•••• (registered 2025-03-13)Jan 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address