DFX Intelligence

N•••• M••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

N•••• M••••• R••

Advisor at R••• F•••••••• P•••••••

Denver, CO | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:876ba73b-7673-190b-5630-ebc7fdb45668

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• F•••••••• P•••••••	Independent wealth	Oct 10, 2024	n/a	yes	AUSTIN, TX\|Denver, CO	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 16, 2022	Jul 30, 2024	no	Denver, CO\|Greenwood Village, CO\|Buffalo, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	R••• F•••••••• P•••••••	Jul 30, 2024	Oct 10, 2024	72	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 17, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149018:NY:2022-03-17	Mar 17, 2022	Mar 16, 2022	BUFFALO, NY	Firm change

Relationships

Registered with (3)

→ R••• F•••••••• P•••••••Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 16, 2022 to Jul 30, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 5, 2020 to Mar 17, 2022factForm ADV

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
N•••• M••••• R•• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R••• F•••••••• P••••••• (registered 2024-10-10)
Form ADVobserved 7 days ago
Occurred
Mar 17, 2022
Advisor changed firm
N•••• M••••• R•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-03-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:876ba73b-7673-190b-5630-ebc7fdb45668
First observed: Aug 5, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.