DFX Intelligence

J•••••• R•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)32 years in industry

J•••••• R•••••• G•••

Advisor at T•• W••••• C••••••••• G••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Jul 22, 2026	n/a	yes	San Ramon, CA\|FRANKLIN , TN\|LAS VEGAS, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 9, 2002	n/a	yes	SAN RAMON, CA\|FRANKLIN, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• G••• W••••• A•••••••	T•• W••••• C••••••••• G••••	Dec 31, 2025	Jul 22, 2026	203	Firm change	Other
O•••• F•• I•••	L•• F•••••••• L••	Aug 12, 2002	Aug 9, 2002

Relationships

Registered with (4)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 9, 2002 to presentfactForm ADV
→ J•••••• G••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 13, 2019 to Dec 31, 2025factForm ADV
→ O•••• F•• I•••Registered adviser

Dated events

Order

Occurred
31 Dec 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 1, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.