RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R•••••• G•••
- T•• W••••• C••••••••• G•••• independent RIA currentsince Jul 22, 2026 · San Ramon, Ca
- L•• F•••••••• L•• BD affiliated currentsince Aug 9, 2002 · San Ramon, Ca
- J•••••• G••• W••••• A••••••• unclassifiedAug 13, 2019 to Dec 31, 2025 · San Ramon, Ca
- O•••• F•• I••• formerMay 1, 1999 to Aug 12, 2002 · Walnut Creek, Ca
- J•••••• G••• W••••• A••••••• to T•• W••••• C••••••••• G••••left Dec 31, 2025, registered Jul 22, 2026 (203 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Aug 12, 2002, registered Aug 9, 2002 (-3 days) · Other
- J•••••• R•••••• G••• left J•••••• G••• W••••• A••••••• for T•• W••••• C••••••••• G•••• (registered 2026-07-22)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address