R••• S• S•••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87827be1-68cb-74e3-89e7-5ec7fb48e5d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 2, 2018	n/a	yes	Riverbank , CA\|TRACY, CA\|STOCKTON, CA\|ANTIOCH, CA\|SACRAMENTO, CA\|LATHROP, CA\|LODI, CA\|OAKLEY, CA\|SACRAMENTO, CA\|ELK GROVE, CA\|STOCKTON, CA\|ELK GROVE, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|MANTECA, CA\|BAY POINT, CA\|SACRAMENTO, CA\|MANTECA, CA\|MODESTO, CA\|ELK GROVE, CA\|STOCKTON, CA\|MODESTO, CA\|BRENTWOOD, CA\|SACRAMENTO, CA\|ANTIOCH, CA\|ELK GROVE, CA\|DISCOVERY BAY, CA\|OAKDALE, CA\|Brentwood, CA\|MODESTO, CA\|Rancho Cordova, CA\|SACRAMENTO, CA\|TRACY, CA\|Sacramento, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Sep 17, 2018	Nov 2, 2018	46	Firm change	Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 23, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:CA:2018-08-08	Sep 17, 2018	Nov 2, 2018	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Sep 17, 2018factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2009 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87827be1-68cb-74e3-89e7-5ec7fb48e5d6
First observed: Jan 12, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.