DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

AEGIS FINANCIAL CORPORATION

CRD 111587

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:878ecf2e-fe1d-836c-1099-fb49fad7d121

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Jul 28, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $44.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $684Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 67
Individual clients: 19
High net worth clients: 9
SEC number: 801-46901
CIK: 1140753
CRD: 111587
Filings on the tape: 25
First filed: Mar 29, 2012
Latest filed: Jul 28, 2026
Organised: Corporation, DE
Website: aegisvaluefund.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT LON BARBEE	n/a	MCLEAN, VA	29	33	n/a	no
Justin Peter Harrison	Chartered Financial Analyst	MCLEAN, VA	7	18	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARBEE, SCOTT, LON	President	E	yes	01/2009	Mar 29, 2012	Mar 21, 2024
Harrison, Justin, Peter	COO/CCO	Na	no	11/2018	Mar 25, 2019	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.4B	$1.4B	6	4	0	n/a	n/a
2024	Mar 21, 2025	$381M	$381M	6	4	0	n/a	n/a
2023	Mar 21, 2024	$341M	$341M	5	3	0	n/a	n/a
2022	Mar 27, 2023	$353M	$353M	5	3	0	n/a	n/a
2021	Mar 28, 2022	$238M	$238M	4	3	0	n/a	n/a
2020	Mar 18, 2021	$142M	$142M	4	3	0	n/a	n/a
2019	Mar 24, 2020	$133M	$133M	4	3	0	n/a	n/a
2018	Mar 25, 2019	$134M	$134M	5	3	0	n/a	n/a
2017	Mar 29, 2018	$148M	$148M	5	3	0	n/a	n/a
2016	Mar 30, 2017	$169M	$169M	5	3	n/a	n/a	n/a
2015	Mar 30, 2016	$159M	$159M	5	3	n/a	n/a	n/a
2014	Mar 25, 2015	$277M	$277M	9	5	n/a	n/a	n/a
2013	Mar 21, 2014	$467M	$467M	10	7	n/a	n/a	n/a
2012	Mar 28, 2013	$341M	$341M	6	6	n/a	n/a	n/a
2011	Mar 29, 2012	$279M	$279M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$381M	258.9%	$353M	57.1%	6	6	0	0

Relationships

Affiliated with (1)

← DOUCET ASSET MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV

Registered with (2)

← Justin Peter HarrisonAdvisorregistration: current employment
Feb 1, 2019 to presentfactForm ADV
← SCOTT LON BARBEEAdvisorregistration: current employment
Feb 13, 1997 to presentfactForm ADV

Controls (1)

← BARBEE, SCOTT, LONOwnerPRESIDENT, ownership code E, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV

Owns (1)

← Harrison, Justin, PeterOwnerCOO/CCO, ownership code NA, individual
Mar 25, 2019 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Aegis Financial Corporation reported RAUM $1.4B, up 259% from $381.0M (2025-03-21 to 2026-03-27)
Form ADVobserved 4 days ago
$987M
Occurred
Mar 27, 2023
Regulatory AUM changed
Aegis Financial Corporation reported RAUM $352.7M, up 48% from $238.2M (2022-10-24 to 2023-03-27)
Form ADVobserved 4 days ago
$115M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:878ecf2e-fe1d-836c-1099-fb49fad7d121
First observed: Mar 29, 2012
Last observed: Jul 28, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEGIS FINANCIAL CORPORATION

CRD 111587

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:878ecf2e-fe1d-836c-1099-fb49fad7d121

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT LON BARBEE

n/a

MCLEAN, VA

n/a

Justin Peter Harrison

Chartered Financial Analyst

MCLEAN, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARBEE, SCOTT, LON

President

yes

01/2009

Mar 29, 2012

Mar 21, 2024

Harrison, Justin, Peter

COO/CCO

11/2018

Mar 25, 2019

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.4B

n/a

2024

Mar 21, 2025

$381M

n/a

2023

Mar 21, 2024

$341M

n/a

2022

Mar 27, 2023

$353M

n/a

2021

Mar 28, 2022

$238M

n/a

2020

Mar 18, 2021

$142M

n/a

2019

Mar 24, 2020

$133M

n/a

2018

Mar 25, 2019

$134M

n/a

2017

Mar 29, 2018

$148M

n/a

2016

Mar 30, 2017

$169M

n/a

2015

Mar 30, 2016

$159M

n/a

2014

Mar 25, 2015

$277M

n/a

2013

Mar 21, 2014

$467M

n/a

2012

Mar 28, 2013

$341M

n/a

2011

Mar 29, 2012

$279M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$381M

258.9%

$353M

57.1%