DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• F•••••••• C•••••••••
Latest filing Jul 28, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Jul 8, 1994
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.3%
$44.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$684M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.4B as of Jul 28, 2026
Mar 29, 2012$279M then
HNW client RAUM$34.9M as of Jul 28, 2026
Mar 29, 2018$11.3M then
State-registered IARs (5.B.3)2 as of Jul 28, 2026
Mar 28, 20134 then
Employees (5.A)6 as of Jul 28, 2026
Mar 28, 20136 then
Private funds: no history
RAUM +259% over the last fiscal year+57% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- $684MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $20.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +259%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.3B96%
- High-net-worth individuals$34.9M2.5%
- Corporations and businesses$12.3M0.9%
- Individuals$10.0M0.7%
- Individual clients
- 19reported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 67reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.03 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• L•• B••••• | Mclean, Va | Feb 13, 1997 | 33 y | 0 |
| J••••• P•••• H•••••••Chartered Financial Analyst | Mclean, Va | Feb 1, 2019 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• S••••• L•• · Presidentcontrolsince 01/2009 · owns 75% or more
- H•••••••• J•••••• P•••• · Coo/Ccosince 11/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list A•••• F•••••••• C••••••••• as a related person
- 141546 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $380,976,522 to $1,367,476,939 (+259.0%) between the annual amendments of 2025-03-21 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- HNW clients · 10 to 9Mar 21, 2025 to Mar 27, 2026
- Individual clients · 17 to 19Mar 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $381M to $1.4BMar 21, 2025 to Mar 27, 2026
- HNW RAUM · $19.0M to $34.9MMar 21, 2025 to Mar 27, 2026
- Individual RAUM · $5.8M to $10.0MMar 21, 2025 to Mar 27, 2026
- RAUM · $381M to $1.4BMar 21, 2025 to Mar 27, 2026
- Accounts · 68 to 67Mar 21, 2024 to Mar 21, 2025
- Advisory employees · 3 to 4Mar 21, 2024 to Mar 21, 2025
- HNW clients · 11 to 10Mar 21, 2024 to Mar 21, 2025
- Employees · 5 to 6Mar 21, 2024 to Mar 21, 2025
- Financial planning clients · 0 to Mar 21, 2024 to Mar 21, 2025
- Discretionary RAUM · $341M to $381MMar 21, 2024 to Mar 21, 2025
- HNW RAUM · $16.8M to $19.0MMar 21, 2024 to Mar 21, 2025
- Individual RAUM · $5.3M to $5.8MMar 21, 2024 to Mar 21, 2025
- RAUM · $341M to $381MMar 21, 2024 to Mar 21, 2025
- Accounts · 70 to 68Mar 27, 2023 to Mar 21, 2024
- HNW clients · 12 to 11Mar 27, 2023 to Mar 21, 2024
- Individual clients · 19 to 17Mar 27, 2023 to Mar 21, 2024
- Discretionary RAUM · $353M to $341MMar 27, 2023 to Mar 21, 2024
- HNW RAUM · $17.0M to $16.8MMar 27, 2023 to Mar 21, 2024
- Individual RAUM · $5.3M to $5.3MMar 27, 2023 to Mar 21, 2024
- RAUM · $353M to $341MMar 27, 2023 to Mar 21, 2024
- Accounts · 66 to 70Oct 24, 2022 to Mar 27, 2023
- HNW clients · 10 to 12Oct 24, 2022 to Mar 27, 2023
- Individual clients · 18 to 19Oct 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $238M to $353MOct 24, 2022 to Mar 27, 2023
- HNW RAUM · $17.0M to $17.0MOct 24, 2022 to Mar 27, 2023
- Individual RAUM · $5.0M to $5.3MOct 24, 2022 to Mar 27, 2023
- RAUM · $238M to $353MOct 24, 2022 to Mar 27, 2023
- Employees · 4 to 5Apr 6, 2022 to Oct 24, 2022
- Accounts · 67 to 66Mar 18, 2021 to Mar 28, 2022
- HNW clients · 9 to 10Mar 18, 2021 to Mar 28, 2022
- Individual clients · 21 to 18Mar 18, 2021 to Mar 28, 2022
- Discretionary RAUM · $142M to $238MMar 18, 2021 to Mar 28, 2022
- HNW RAUM · $10.5M to $17.0MMar 18, 2021 to Mar 28, 2022
- Individual RAUM · $4.3M to $5.0MMar 18, 2021 to Mar 28, 2022
- RAUM · $142M to $238MMar 18, 2021 to Mar 28, 2022
- Accounts · 69 to 67Jun 19, 2020 to Mar 18, 2021
- Individual clients · 24 to 21Jun 19, 2020 to Mar 18, 2021
- Discretionary RAUM · $133M to $142MJun 19, 2020 to Mar 18, 2021
Signals
2 dated events
- A•••• F•••••••• C••••••••• reported RAUM $1.4B, up 259% from $381.0M (2025-03-21 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A•••• F•••••••• C••••••••• reported RAUM $352.7M, up 48% from $238.2M (2022-10-24 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aegis-financial-corpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- aegisvalue.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-528-7788reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $684Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026