This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALPHA ZERO LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S66

First exam

Dec 5, 2019

First registration

Feb 11, 2020

Dual registered

no

Other names

Michael Cummings|MICHAEL Joseph CUMMINGS

IAPD individual key

7180871

• Occurred

  May 6, 2026
  Advisor changed firm

  Michael Joseph Cummings left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Alpha Zero Llc (registered 2026-05-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:879789d6-a341-30a2-2335-b0f2fa8545f4

First observed

Feb 11, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.