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Advisor at EDELMAN FINANCIAL ENGINES
Riverton, UT | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Jul 16, 2026 | n/a | yes | Phoenix, AZ|Riverton, UT | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Oct 31, 2024 | Jul 14, 2026 | no | RIVERTON, UT|GREENWOOD VILLAGE, CO | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 3, 2023 | Oct 18, 2024 | no | Sandy, UT | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 7, 2018 | Sep 5, 2023 | no | Sandy, UT|ARLINGTON, VA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 7, 2018 | Dec 6, 2018 | no | Lehi, UT|CEDAR HILLS, UT | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 22, 2016 | Jun 21, 2017 | no | Draper, UT | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 22, 2016 | Jun 21, 2017 | no | DRAPER, UT|DRAPER, UT|Omaha, NE | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 10, 2014 | Dec 15, 2014 | no | SANDY, UT|ARLINGTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | EDELMAN FINANCIAL ENGINES | Jul 14, 2026 | Jul 16, 2026 | 2 | Firm change | Ibd to RIA |
| MORGAN STANLEY | EMPOWER ADVISORY GROUP, LLC | Oct 18, 2024 | Oct 31, 2024 | 13 | Firm change | Wirehouse to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Apr 3, 2023 | -155 | Bulk transfer | RIA to wirehouse |
| J.P. MORGAN SECURITIES LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Dec 6, 2018 | Dec 7, 2018 | 1 | Firm change | Wirehouse to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jun 21, 2017 | Apr 22, 2016 | -425 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 21, 2017 | Apr 22, 2016 | -425 | Firm change after gap | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 15, 2014 | Apr 22, 2016 | 494 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:104510:CO:2026-06-17 | Jul 14, 2026 | Jul 16, 2026 | GREENWOOD VILLAGE, CO | Firm change |
| 149777:112058:UT:2024-10-18 | Oct 18, 2024 | Oct 31, 2024 | SANDY, UT | Firm change |