DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC, CRD 107694

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87aa3f7c-81c0-3817-e10a-78030e24a951

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Mar 15, 2012 to Mar 24, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $291Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 1,596
Individual clients: 409
High net worth clients: 302
Custody, client assets: $183M
SEC number: 801-50225
CRD: 107694
Filings on the tape: 30
First filed: Mar 15, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, IL
Website: mediqus.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RONALD JAMES PAPROCKI	Certified Financial Planner	Clearwater Beach, FL \| CHICAGO, IL	30	34	n/a	yes
LEE ANTHONY CATALANO	Certified Financial Planner	CHICAGO, IL	28	42	n/a	no
JEFFREY WILLIAM WITZ	Certified Financial Planner	CHICAGO, IL	10	15	n/a	no
MATTHEW WALLACE PAPROCKI	Certified Financial Planner\|Chartered Financial Analyst	CHICAGO, IL	10	10	n/a	yes
Julia Khazan	Certified Financial Planner	CHICAGO, IL	4	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRASK, KAREN, KOWALL	CHIEF OPERATIONS OFFICER	Na	yes	01/2023	Mar 24, 2026	Mar 24, 2026
PAPROCKI, MATTHEW, WALLACE	SECRETARY / SENIOR VICE PRESIDENT	Na	yes	12/2022	Mar 24, 2026	Mar 24, 2026
PAPROCKI, RONALD, JAMES	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	09/2020	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.5B	$1.5B	11	6	6	n/a	n/a
2024	Mar 21, 2025	$1.3B	$1.3B	10	6	5	n/a	n/a
2023	Mar 29, 2024	$1.3B	$1.1B	11	7	0	n/a	n/a
2022	Mar 17, 2023	$1.1B	$958M	11	7	0	n/a	n/a
2021	Mar 21, 2022	$1.3B	$1.2B	11	7	0	n/a	n/a
2020	Mar 15, 2021	$1.2B	$955M	10	7	0	n/a	n/a
2019	Mar 25, 2020	$936M	$752M	10	7	0	n/a	n/a
2018	Feb 25, 2019	$872M	$0	10	7	0	n/a	n/a
2017	Mar 15, 2018	$928M	$0	11	8	0	n/a	n/a
2016	Mar 10, 2017	$790M	$0	10	7	n/a	n/a	n/a
2015	Mar 4, 2016	$700M	$0	9	5	n/a	n/a	n/a
2014	Mar 3, 2015	$707M	$0	9	5	n/a	n/a	n/a
2013	Mar 12, 2014	$653M	$0	9	5	n/a	n/a	n/a
2012	Mar 6, 2013	$550M	$0	9	5	n/a	n/a	n/a
2011	Mar 15, 2012	$422M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	11.9%	$1.1B	10.3%	11	10	6	5

Relationships

Registered with (7)

← Julia KhazanAdvisorregistration: current employment
Aug 24, 2022 to presentfactForm ADV
← MATTHEW WALLACE PAPROCKIAdvisorregistration: current employment
Sep 1, 2016 to presentfactForm ADV
← JEFFREY WILLIAM WITZAdvisorregistration: current employment
Jun 20, 2016 to presentfactForm ADV
← LEE ANTHONY CATALANOAdvisorregistration: current employment
Dec 20, 1997 to presentfactForm ADV
← RONALD JAMES PAPROCKIAdvisorregistration: current employment
Aug 6, 1996 to presentfactForm ADV
← Lawrence Stephen PershingAdvisorregistration: previous registration
May 30, 2019 to Jul 7, 2021factForm ADV
← VICTORIA ANN MERCADOAdvisorregistration: previous registration
Feb 26, 2010 to Oct 1, 2012factForm ADV

Controls (3)

← PAPROCKI, RONALD, JAMESOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 15, 2012 to Apr 3, 2024factForm ADV
← BRASK, KAREN, KOWALLOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 17, 2023 to Apr 3, 2024factForm ADV
← PAPROCKI, MATTHEW, WALLACEOwnerSECRETARY / VICE PRESIDENT INSTITUTIONAL SERVICES, ownership code NA, individual
Mar 17, 2023 to Apr 3, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 17, 2023
Control person joined
Wallace Matthew Paprocki (Secretary / Vice President Institutional Services) appeared on Schedule A of Mediqus Asset Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 17, 2023
Control person joined
Kowall Karen Brask (Chief Operations Officer) appeared on Schedule A of Mediqus Asset Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Oct 19, 2020
Control person left
Michael Joel Blau (President) no longer on Schedule A of Mediqus Asset Advisors, Inc. (listed 2020-06-30, absent 2020-10-19)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 21, 2025
Mediqus Asset Advisors, Inc. reported 5 offices beyond its principal office, up from 0 (2024-04-03 to 2025-03-21)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87aa3f7c-81c0-3817-e10a-78030e24a951
First observed: Mar 15, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC, CRD 107694

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87aa3f7c-81c0-3817-e10a-78030e24a951

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RONALD JAMES PAPROCKI

Certified Financial Planner

Clearwater Beach, FL | CHICAGO, IL

n/a

yes

LEE ANTHONY CATALANO

Certified Financial Planner

CHICAGO, IL

n/a

JEFFREY WILLIAM WITZ

Certified Financial Planner

CHICAGO, IL

n/a

MATTHEW WALLACE PAPROCKI

Certified Financial Planner|Chartered Financial Analyst

CHICAGO, IL

n/a

yes

Julia Khazan

Certified Financial Planner

CHICAGO, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRASK, KAREN, KOWALL

CHIEF OPERATIONS OFFICER

yes

01/2023

Mar 24, 2026

PAPROCKI, MATTHEW, WALLACE

SECRETARY / SENIOR VICE PRESIDENT

yes

12/2022

Mar 24, 2026

PAPROCKI, RONALD, JAMES

PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

09/2020

Mar 24, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.5B

n/a

2024

Mar 21, 2025

$1.3B

n/a

2023

Mar 29, 2024

$1.3B

$1.1B

n/a

2022

Mar 17, 2023

$1.1B

$958M

n/a

2021

Mar 21, 2022

$1.3B

$1.2B

n/a

2020

Mar 15, 2021

$1.2B

$955M

n/a

2019

Mar 25, 2020

$936M

$752M

n/a

2018

Feb 25, 2019

$872M

n/a

2017

Mar 15, 2018

$928M

n/a

2016

Mar 10, 2017

$790M

n/a

2015

Mar 4, 2016

$700M

n/a

2014

Mar 3, 2015

$707M

n/a

2013

Mar 12, 2014

$653M

n/a

2012

Mar 6, 2013

$550M

n/a

2011

Mar 15, 2012

$422M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

11.9%

$1.1B

10.3%