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L••••••• S•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

L••••••• S•••••• P•••••••

Advisor at O•••••• R••••••••• P••••••• L••

LIBERTYVILLE, IL | Libertyville, IL

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Search this name across graphsid dfx:ria:cc699354-c160-7d40-7800-dc08475b8640

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• R••••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• R••••••••• P••••••• L••	State registered	Apr 29, 2021	n/a	yes	LIBERTYVILLE, IL\|Libertyville, IL	Current employment
M•••••• A•••• A•••••••• I•••	Independent wealth	May 30, 2019	Jul 7, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••• A•••••••• I•••	O•••••• R••••••••• P••••••• L••	Jul 7, 2021	Apr 29, 2021	-69	Firm change after gap	RIA to state RIA
A••••••••• F•••••••• S•••••••• L••	M•••••• A•••• A•••••••• I•••	Sep 13, 2017

Relationships

Registered with (3)

→ O•••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Apr 29, 2021 to presentfactForm ADV
→ M•••••• A•••• A•••••••• I•••Registered adviserregistration: previous registration
May 30, 2019 to Jul 7, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2016 to Sep 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc699354-c160-7d40-7800-dc08475b8640
First observed: Oct 12, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.